Marin Software Incorporated Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-09: Reporting owner Bertz Robert; Form 4; Security Restricted Stock Units (RSU); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-08-17: Reporting owner Middleton Daina; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-08-17: Reporting owner Kinion Brian K; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-08-17: Reporting owner Hutchison Donald P.; Form 4; Security Restricted Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-09 | Bertz Robert Officer (CFO) | 4 | Restricted Stock Units (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $0.00 | 2021-03-19 | |
| 2020-08-17 | Middleton Daina Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,916 83,916 owned after | $0.00 | 2020-08-19 | |
| 2020-08-17 | Kinion Brian K Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,916 83,916 owned after | $0.00 | 2020-08-19 | |
| 2020-08-17 | Hutchison Donald P. Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,916 83,916 owned after | $0.00 | 2020-08-19 | |
| 2020-08-17 | CROVITZ L GORDON Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,916 83,916 owned after | $0.00 | 2020-08-19 | |
| 2020-05-13 | Walcott Wister Officer (EVP, Product and Technology) | 4 | Restricted Stock Units (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 33,750 owned after | $0.00 | 2021-03-19 | |
| 2020-05-07 | Bertz Robert Officer (CFO) | 4 | Restricted Stock Units (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $0.00 | 2021-03-19 | |
| 2020-04-12 | Walcott Wister Officer (EVP, Product and Technology) | 4 | Restricted Stock Units (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 22,500 owned after | $0.00 | 2021-03-19 |