Marin Software Incorporated Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-10: Reporting owner Fallon Catriona M.; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-05-18: Reporting owner Nandal Parveen; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2015-05-18: Reporting owner Nandal Parveen; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2015-05-18: Reporting owner Nandal Parveen; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-10 | Fallon Catriona M. Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275,000 275,000 owned after | $3.66 exercise price | 2015-08-12 | |
| 2015-05-18 holding as of filing | Nandal Parveen Officer (VP Fin,InterimPrinFinanOff) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.57 exercise price | 2015-05-18 | ||
| 2015-05-18 holding as of filing | Nandal Parveen Officer (VP Fin,InterimPrinFinanOff) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.74 exercise price | 2015-05-18 | ||
| 2015-05-18 holding as of filing | Nandal Parveen Officer (VP Fin,InterimPrinFinanOff) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.61 exercise price | 2015-05-18 | ||
| 2015-05-18 holding as of filing | Bhatia Jugnu Officer (Controller,InterimPrinAcctgOff) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.48 exercise price | 2015-05-18 | ||
| 2015-04-22 | Middleton Daina Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,197 48,197 owned after | $6.39 exercise price | 2015-04-24 | |
| 2015-04-22 | Leinwand Allan Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,197 48,197 owned after | $6.39 exercise price | 2015-04-24 | |
| 2015-04-22 | Hutchison Donald P. Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,897 48,897 owned after | $6.39 exercise price | 2015-04-24 | |
| 2015-04-22 | DUNLEVIE BRUCE Director, 10% Owner | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,397 49,397 owned after | $6.39 exercise price | 2015-04-24 | |
| 2015-04-22 | CROVITZ L GORDON Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,597 48,597 owned after | $6.39 exercise price | 2015-04-24 | |
| 2015-04-22 | Barrese James Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,197 48,197 owned after | $6.39 exercise price | 2015-04-24 | |
| 2015-04-22 | Auvil Paul R. III Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,397 49,397 owned after | $6.39 exercise price | 2015-04-24 | |
| 2015-03-09 | Yovanno David A. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +364,964 364,964 owned after | $6.48 exercise price | 2015-03-11 | |
| 2015-03-09 | Lien Christopher A. Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,993 72,993 owned after | $6.48 exercise price | 2015-03-11 | |
| 2015-03-09 | Kim Stephen Officer (EVP, General Counsel) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +121,655 121,655 owned after | $6.48 exercise price | 2015-03-11 | |
| 2015-03-09 | KAELLE JOHN A Officer (EVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +121,655 121,655 owned after | $6.48 exercise price | 2015-03-11 |