Marin Software Incorporated Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-07: Reporting owner Kim Stephen; Form 4; Security Employee Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-10-13: Reporting owner Middleton Daina; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-06-06: Reporting owner Garde Rashmi; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-12: Reporting owner Wooster Peter; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-07 | Kim Stephen Officer (EVP, General Counsel) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $8.92 exercise price | 2014-11-10 | |
| 2014-10-13 | Middleton Daina Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $8.41 exercise price | 2014-10-15 | |
| 2014-06-06 | Garde Rashmi Officer (General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,066 36,690 owned after | $2.70 exercise price | 2014-06-10 | |
| 2014-05-12 | Wooster Peter Officer (Chief Revenue Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.74 exercise price | 2014-05-14 | |
| 2014-05-12 | Walcott Wister Officer (EVP, Products & Platform) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.74 exercise price | 2014-05-14 | |
| 2014-05-12 | Lien Christopher A. Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $9.74 exercise price | 2014-05-14 | |
| 2014-05-12 | Kato Nancy Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.74 exercise price | 2014-05-14 | |
| 2014-05-12 | KAELLE JOHN A Officer (EVP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $9.74 exercise price | 2014-05-14 | |
| 2014-05-12 | Hutchison Donald P. Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,538 29,538 owned after | $9.74 exercise price | 2014-05-14 | |
| 2014-05-12 | Garde Rashmi Officer (General Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.74 exercise price | 2014-05-14 | |
| 2014-05-12 | CROVITZ L GORDON Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,238 29,238 owned after | $9.74 exercise price | 2014-05-14 | |
| 2014-05-12 | Auvil Paul R. III Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,038 30,038 owned after | $9.74 exercise price | 2014-05-14 | |
| 2014-05-12 | Yovanno David A. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $9.74 exercise price | 2014-05-14 | |
| 2014-02-14 | Kato Nancy Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 30,887 owned after | $7.55 exercise price | 2014-02-19 |