MANHATTAN BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 89 rows, 89 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-01-02: Reporting owner Smaldino Louis P.; Form 4; Security Stock option (right to buy Common Stock); Transaction Holding.
- 2013-01-02: Reporting owner Smaldino Louis P.; Form 4; Security Stock option (right to buy Common Stock); Transaction Holding.
- 2012-12-06: Reporting owner Smaldino Louis P.; Form 4; Security Stock option (right to buy Common Stock); Transaction Holding.
- 2012-12-06: Reporting owner Smaldino Louis P.; Form 4; Security Stock option (right to buy Common Stock); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-01-02 holding as of filing | Smaldino Louis P. Director | 4 | Stock option (right to buy Common Stock) Derivative · Direct | Holding | 26,844 owned after | $5.55 exercise price | 2013-01-02 | |
| 2013-01-02 holding as of filing | Smaldino Louis P. Director | 4 | Stock option (right to buy Common Stock) Derivative · Direct | Holding | 26,844 owned after | $5.55 exercise price | 2013-01-02 | |
| 2012-12-06 holding as of filing | Smaldino Louis P. Director | 4 | Stock option (right to buy Common Stock) Derivative · Direct | Holding | 26,844 owned after | $5.55 exercise price | 2012-12-06 | |
| 2012-12-06 holding as of filing | Smaldino Louis P. Director | 4 | Stock option (right to buy Common Stock) Derivative · Direct | Holding | 26,844 owned after | $5.55 exercise price | 2012-12-06 | |
| 2012-11-20 holding as of filing | Flemming John D Director, 10% Owner | 4 | Stock option (right to buy Common Stock) Derivative · Indirect · By: Limited Partnership | Holding | 24,108 owned after | $5.55 exercise price | 2012-11-20 | |
| 2012-11-20 holding as of filing | Jones James Bolton Director, 10% Owner | 4 | Stock option (right to buy Common Stock) Derivative · Indirect · By: Limited Partnerships | Holding | 24,108 owned after | $5.55 exercise price | 2012-11-20 | |
| 2012-11-20 holding as of filing | Carpenter Fund Manager GP, LLC | Carpenter Community BancFund-A, L.P. 10% Owner | 10% Owner | 4 | Stock option (right to buy Common Stock) Derivative · Direct | Holding | 24,108 owned after | $5.55 exercise price | 2012-11-20 | |
| 2012-06-15 holding as of filing | Jones James Bolton Director, 10% Owner | 3 | Stock option (right to buy Common Stock) Derivative · Indirect · By: Limited Partnership | Holding | $5.55 exercise price | 2012-06-15 | ||
| 2012-06-15 holding as of filing | Carpenter Community BancFund-A, L.P. | Carpenter Fund Manager GP, LLC 10% Owner | 10% Owner | 3 | Stock option (right to buy Common Stock) Derivative · Direct | Holding | $5.55 exercise price | 2012-06-15 | ||
| 2012-06-15 holding as of filing | Smaldino Louis P. Director | 3 | Stock option (right to buy Common Stock) Derivative · Direct | Holding | $5.55 exercise price | 2012-06-15 | ||
| 2012-06-15 holding as of filing | Smaldino Louis P. Director | 3 | Stock option (right to buy Common Stock) Derivative · Direct | Holding | $5.55 exercise price | 2012-06-15 | ||
| 2012-06-15 holding as of filing | Zoeller Michael Allen Director | 3 | Stock option (right to buy Common Stock) Derivative · Direct | Holding | $5.55 exercise price | 2012-06-15 | ||
| 2012-06-15 holding as of filing | Zoeller Michael Allen Director | 3 | Stock option (right to buy Common Stock) Derivative · Direct | Holding | $5.55 exercise price | 2012-06-15 | ||
| 2012-05-31 | Flemming John D Director, 10% Owner | 4 | Stock option (right to buy Common Stock) Derivative · Indirect · By: Limited Partnership | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,108 24,108 owned after | $5.55 exercise price | 2012-06-15 | |
| 2011-03-24 | Millard Shannon Officer (EVP-CCO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $5.81 | 2011-03-24 | |
| 2011-01-27 | ROBINSON TERRY L Director, Officer (President/CEO) | 4 | Employee Stock Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 80,000 owned after | $6.05 exercise price | 2011-03-03 | |
| 2010-12-29 holding as of filing | Fletcher F. Dean Officer (EVP-CFO) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2010-12-29 | ||
| 2010-12-29 holding as of filing | Fletcher F. Dean Officer (EVP-CFO) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2010-12-29 | ||
| 2010-12-29 holding as of filing | Fletcher F. Dean Officer (EVP-CFO) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.00 exercise price | 2010-12-29 | ||
| 2010-12-22 holding as of filing | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | 15,000 owned after | $10.00 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,750 owned after | $9.25 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | 6,000 owned after | $8.00 exercise price | 2010-12-22 | |
| 2010-12-22 holding as of filing | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | 4,833 owned after | $6.61 exercise price | 2010-12-22 | |
| 2010-12-08 | Randsford Kyle A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,150 218,482 owned after | $6.18 | 2010-12-08 | |
| 2010-12-08 | Randsford Kyle A Director | 4 | Employee Stock Option(right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −57,450 161,032 owned after | $6.64 | 2010-12-08 | |
| 2010-09-13 holding as of filing | Sowers Rick L Officer (Executive V.P. and COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.50 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Sowers Rick L Officer (Executive V.P. and COO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Millard Shannon Officer (Executive V.P. and CCO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.49 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Kumar Deepak A Officer (President and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.79 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Kumar Deepak A Officer (President and CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.64 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Caras Chris William Jr Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Caras Chris William Jr Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.25 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Caras Chris William Jr Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Caras Chris William Jr Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.61 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Couch J Grant Jr Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $7.77 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Greene Patrick E Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Greene Patrick E Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.25 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Greene Patrick E Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Greene Patrick E Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.61 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Yost Stephen P Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Yost Stephen P Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.25 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Yost Stephen P Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Yost Stephen P Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.61 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Chenoweth Harry W Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Chenoweth Harry W Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.25 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Chenoweth Harry W Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Chenoweth Harry W Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.61 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Murphy Larry S Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Murphy Larry S Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.25 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Murphy Larry S Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Murphy Larry S Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.61 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Randsford Kyle A Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Randsford Kyle A Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.25 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Randsford Kyle A Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.72 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Randsford Kyle A Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.50 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Randsford Kyle A Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.64 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Growney Christopher J Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Growney Christopher J Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.25 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Growney Christopher J Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Growney Christopher J Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.61 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Flemming John D Director | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $6.61 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Fletcher Dean F Officer (Executive V.P. and CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Fletcher Dean F Officer (Executive V.P. and CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2010-09-13 | ||
| 2010-09-13 holding as of filing | Fletcher Dean F Officer (Executive V.P. and CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.00 exercise price | 2010-09-13 | ||
| 2010-07-22 | Millard Shannon Officer (EVP-CCO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $6.49 | 2011-03-24 | |
| 2010-06-24 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 4,833 owned after | $6.61 exercise price | 2011-05-20 | |
| 2010-06-24 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 4,833 owned after | $6.61 exercise price | 2011-05-20 | |
| 2010-06-24 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 4,833 owned after | $6.61 exercise price | 2011-03-08 | |
| 2010-06-24 | Growney Christopher J Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 4,833 owned after | $6.61 exercise price | 2011-03-07 | |
| 2010-06-24 | Growney Christopher J Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 4,833 owned after | $6.61 exercise price | 2011-03-01 | |
| 2010-06-24 | Growney Christopher J Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 4,833 owned after | $6.61 exercise price | 2011-02-24 | |
| 2008-11-20 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 6,000 owned after | $8.00 exercise price | 2011-05-20 | |
| 2008-11-20 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 6,000 owned after | $8.00 exercise price | 2011-05-20 | |
| 2008-11-20 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 6,000 owned after | $8.00 exercise price | 2011-03-08 | |
| 2008-11-20 | Growney Christopher J Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 6,000 owned after | $8.00 exercise price | 2011-03-07 | |
| 2008-11-20 | Growney Christopher J Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 6,000 owned after | $8.00 exercise price | 2011-03-01 | |
| 2008-11-20 | Growney Christopher J Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 6,000 owned after | $8.00 exercise price | 2011-02-24 | |
| 2007-12-13 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 2,750 owned after | $9.25 exercise price | 2011-05-20 | |
| 2007-12-13 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 2,750 owned after | $9.25 exercise price | 2011-05-20 | |
| 2007-12-13 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 2,750 owned after | $9.25 exercise price | 2011-03-08 | |
| 2007-12-13 | Growney Christopher J Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 2,750 owned after | $9.25 exercise price | 2011-03-07 | |
| 2007-12-13 | Growney Christopher J Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 2,750 owned after | $9.25 exercise price | 2011-03-01 | |
| 2007-12-13 | Growney Christopher J Director | 4 | Employee Stock Options (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 2,750 owned after | $9.25 exercise price | 2011-02-24 | |
| 2007-08-10 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 15,000 owned after | $10.00 exercise price | 2011-05-20 | |
| 2007-08-10 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 15,000 owned after | $10.00 exercise price | 2011-05-20 | |
| 2007-08-10 | Growney Christopher J Director | 4/A | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 15,000 owned after | $10.00 exercise price | 2011-03-08 | |
| 2007-08-10 | Growney Christopher J Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 15,000 owned after | $10.00 exercise price | 2011-03-07 | |
| 2007-08-10 | Growney Christopher J Director | 4 | Emmployee Stock Option (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 15,000 owned after | $10.00 exercise price | 2011-03-01 | |
| 2007-08-10 | Growney Christopher J Director | 4 | Employee Stock Option(right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 15,000 owned after | $10.00 exercise price | 2011-02-24 |