MANHATTAN BANCORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-05: Reporting owner Zoeller Michael Allen; Form 4; Security Subscription Rights (right to buy Common Stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-02-05: Reporting owner Smaldino Louis P.; Form 4; Security Subscription Rights (right to buy Common Stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-05 | Zoeller Michael Allen Director | 4 | Subscription Rights (right to buy Common Stock) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −17,000 0 owned after | $4.52 exercise price | 2013-02-07 | |
| 2013-02-05 | Smaldino Louis P. Director | 4 | Subscription Rights (right to buy Common Stock) Derivative · Indirect · By trust | X Exercise of in-the-money or at-the-money derivative security | −70,614 0 owned after | $4.52 exercise price | 2013-02-07 |