LUCID INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows, 49 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-14: Reporting owner ODell William F; Form 3; Security Common Stock Option; Transaction Holding.
- 2014-02-25: Reporting owner Siegel Daniel M; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-09-13: Reporting owner Fox William J; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-09-13: Reporting owner Fox William J; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-14 holding as of filing | ODell William F Director | 3 | Common Stock Option Derivative · Direct | Holding | $1.00 exercise price | 2014-05-14 | ||
| 2014-02-25 | Siegel Daniel M Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.00 exercise price | 2014-03-27 | |
| 2013-09-13 | Fox William J Officer (Chief Technology Officer) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 98,900 owned after | $1.00 exercise price | 2013-09-17 | |
| 2013-09-13 | Fox William J Officer (Chief Technology Officer) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 198,900 owned after | $1.00 exercise price | 2013-09-17 | |
| 2013-09-13 | Stuka Paul Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.00 exercise price | 2013-09-17 | |
| 2013-09-13 | SHEA WILLIAM J Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $1.00 exercise price | 2013-09-17 | |
| 2013-09-13 | Stathes Richard N. Officer (VP Sales & Marketing) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 270,000 owned after | $1.00 exercise price | 2013-09-17 | |
| 2013-09-13 | Pulsifer Richard J. Officer (Chief Financial Officer) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +270,000 270,000 owned after | $1.00 exercise price | 2013-09-17 | |
| 2013-09-13 | King-Shaw Ruben Jose JR Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.00 exercise price | 2013-09-17 | |
| 2013-09-13 | Maggiotto Rocco J Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 168,323 owned after | $1.00 exercise price | 2013-09-17 | |
| 2013-09-13 | Hone L. Michael Director, Officer (Chief Executive Officer) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $1.00 exercise price | 2013-09-17 | |
| 2013-09-13 | CRONIN KEVIN M Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.00 exercise price | 2013-09-17 | |
| 2013-09-13 | Carty Brian T Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.00 exercise price | 2013-09-17 | |
| 2013-06-07 holding as of filing | Stathes Richard N. Officer (VP Sales & Marketing) | 3 | Common Stock Option Derivative · Direct | Holding | $2.00 exercise price | 2013-06-07 | ||
| 2012-09-30 | Fox William J Officer (Chief Technology Officer) | 4/A | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −62,500 136,400 owned after | $6.58 exercise price | 2013-09-17 | |
| 2012-09-30 | Fox William J Officer (Chief Technology Officer) | 4/A | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −37,500 98,900 owned after | $6.68 exercise price | 2013-09-17 | |
| 2012-09-30 | Fox William J Officer (Chief Technology Officer) | 4/A | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 48,900 owned after | $8.32 exercise price | 2013-09-17 | |
| 2012-09-30 | Hone L. Michael Officer (Chief Executive Officer) | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −150,000 0 owned after | $8.32 exercise price | 2012-10-02 | |
| 2012-09-30 | Fox William J Officer (VP Technology Operations & CTO) | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −62,500 87,500 owned after | $6.58 exercise price | 2012-10-02 | |
| 2012-09-30 | Fox William J Officer (VP Technology Operations & CTO) | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −37,500 50,000 owned after | $6.58 exercise price | 2012-10-02 | |
| 2012-09-30 | Fox William J Officer (VP Technology Operations & CTO) | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $8.32 exercise price | 2012-10-02 | |
| 2012-09-30 | SHEA WILLIAM J Director | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −200,000 175,686 owned after | $6.58 exercise price | 2012-10-02 | |
| 2012-09-30 | SHEA WILLIAM J Director | 4 | Common Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −75,000 100,686 owned after | $8.32 exercise price | 2012-10-02 | |
| 2012-04-30 holding as of filing | Fox William J Officer (VP of Technical Ops and CTO) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-30 | ||
| 2012-04-30 holding as of filing | Fox William J Officer (VP of Technical Ops and CTO) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.00 exercise price | 2012-04-30 | ||
| 2012-04-30 holding as of filing | Fox William J Officer (VP of Technical Ops and CTO) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.30 exercise price | 2012-04-30 | ||
| 2012-04-30 holding as of filing | Fox William J Officer (VP of Technical Ops and CTO) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.58 exercise price | 2012-04-30 | ||
| 2012-04-30 holding as of filing | Fox William J Officer (VP of Technical Ops and CTO) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $8.32 exercise price | 2012-04-30 | ||
| 2012-04-30 holding as of filing | Fox William J Officer (VP of Technical Ops and CTO) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.30 exercise price | 2012-04-30 | ||
| 2012-04-30 holding as of filing | Fox William J Officer (VP of Technical Ops and CTO) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.00 exercise price | 2012-04-30 | ||
| 2012-04-30 holding as of filing | Fox William J Officer (VP of Technical Ops and CTO) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.58 exercise price | 2012-04-30 | ||
| 2011-12-27 holding as of filing | EASTMAN JAY M Director, Officer (Chief Science Officer), 10% Owner | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.30 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | EASTMAN JAY M Director, Officer (Chief Science Officer), 10% Owner | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.58 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | EASTMAN JAY M Director, Officer (Chief Science Officer), 10% Owner | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $8.32 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | SHEA WILLIAM J Director, Officer (Executive Chairman of Board), 10% Owner | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.58 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | SHEA WILLIAM J Director, Officer (Executive Chairman of Board), 10% Owner | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $8.32 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Hone L. Michael Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $8.32 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | JOYCE MARTIN JOSEPH Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $8.60 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | JOYCE MARTIN JOSEPH Officer (Chief Financial Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $8.88 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Lovenheim David Alan Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.58 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Davis-McHugh Marcy Kay Officer (Director of Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.00 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Davis-McHugh Marcy Kay Officer (Director of Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.30 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Davis-McHugh Marcy Kay Officer (Director of Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.58 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Davis-McHugh Marcy Kay Officer (Director of Administration) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $8.32 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Fox William J Officer (VP Technical Ops and CTO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.30 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Fox William J Officer (VP Technical Ops and CTO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.00 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Fox William J Officer (VP Technical Ops and CTO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.30 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Fox William J Officer (VP Technical Ops and CTO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $6.58 exercise price | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Fox William J Officer (VP Technical Ops and CTO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $8.32 exercise price | 2011-12-27 |