LUCID INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-31: Reporting owner SHEA WILLIAM J; Form 4; Security Series C Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-12-30: Reporting owner Tomson Ramey W; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2011-12-30: Reporting owner Tomson Ramey W; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2011-12-30: Reporting owner EASTMAN JAY M; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-31 | SHEA WILLIAM J Director, 10% Owner | 4 | Series C Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $55.00 | 2014-08-07 | |
| 2011-12-30 | Tomson Ramey W Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −247,083 0 owned after | $0.00 | 2012-01-04 | |
| 2011-12-30 | Tomson Ramey W Director | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −347 0 owned after | $0.00 | 2012-01-04 | |
| 2011-12-30 | EASTMAN JAY M Officer (Chief Science Officer), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −312,354 0 owned after | $0.00 | 2012-01-04 | |
| 2011-12-30 | Hone L. Michael Officer (Chief Executive Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,052 0 owned after | $0.00 | 2012-01-04 | |
| 2011-12-27 holding as of filing | Tomson Ramey W Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Tomson Ramey W Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-12-27 | ||
| 2011-12-27 holding as of filing | EASTMAN JAY M Director, Officer (Chief Science Officer), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-12-27 | ||
| 2011-12-27 holding as of filing | Hone L. Michael Director, Officer (Chief Executive Officer) | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2011-12-27 |