LUB Liquidating Trust Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-30: Reporting owner Coutee Benjamin T; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2018-10-30: Reporting owner Coutee Benjamin T; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2018-10-30: Reporting owner Coutee Benjamin T; Form 3; Security Restricted Stock Unit; Transaction Holding.
- 2018-10-01: Reporting owner PAPPAS HARRIS J; Form 4; Security Restricted Stock Award; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-30 holding as of filing | Coutee Benjamin T Officer (Chief Operating Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | $4.89 exercise price | 2018-10-30 | ||
| 2018-10-30 holding as of filing | Coutee Benjamin T Officer (Chief Operating Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | $4.26 exercise price | 2018-10-30 | ||
| 2018-10-30 holding as of filing | Coutee Benjamin T Officer (Chief Operating Officer) | 3 | Restricted Stock Unit Derivative · Direct | Holding | $2.82 exercise price | 2018-10-30 | ||
| 2018-10-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,095 4,405,985 owned after | $1.69 | 2018-10-02 | |
| 2018-10-01 | BODZY GERALD W Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,207 55,619 owned after | $1.69 | 2018-10-02 | |
| 2018-10-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,994 146,661 owned after | $1.69 | 2018-10-02 | |
| 2018-10-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,432 184,454 owned after | $1.69 | 2018-10-02 | |
| 2018-10-01 | GRIFFIN JILL Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,219 84,374 owned after | $1.69 | 2018-10-02 | |
| 2018-10-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,219 76,562 owned after | $1.69 | 2018-10-02 | |
| 2018-10-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,994 113,688 owned after | $1.69 | 2018-10-02 | |
| 2018-07-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,184 4,394,890 owned after | $2.61 | 2018-07-02 | |
| 2018-07-01 | BODZY GERALD W Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,759 45,412 owned after | $2.61 | 2018-07-02 | |
| 2018-07-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,586 142,667 owned after | $2.61 | 2018-07-02 | |
| 2018-07-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,460 176,022 owned after | $2.61 | 2018-07-02 | |
| 2018-07-01 | GRIFFIN JILL Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,437 82,155 owned after | $2.61 | 2018-07-02 | |
| 2018-07-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,437 74,343 owned after | $2.61 | 2018-07-02 | |
| 2018-07-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,586 109,694 owned after | $2.61 | 2018-07-02 | |
| 2018-04-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,602 4,387,706 owned after | $2.84 | 2018-04-02 | |
| 2018-04-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,377 107,108 owned after | $2.84 | 2018-04-02 | |
| 2018-04-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,320 72,906 owned after | $2.84 | 2018-04-02 | |
| 2018-04-01 | GRIFFIN JILL Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,320 80,718 owned after | $2.84 | 2018-04-02 | |
| 2018-04-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,018 170,562 owned after | $2.84 | 2018-04-02 | |
| 2018-04-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,377 140,081 owned after | $2.84 | 2018-04-02 | |
| 2018-04-01 | BODZY GERALD W Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,018 37,653 owned after | $2.84 | 2018-04-02 | |
| 2018-02-08 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | BODZY GERALD W Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | MCKINNEY JOE C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | EMERSON ARTHUR R Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | MARKANTONIS FRANK Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | GRIFFIN JILL Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | CRAVEN JUDITH B Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | MIR GASPER III Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $0.00 | 2018-02-12 | |
| 2018-01-23 | TROPOLI PETER Director, Officer (Chief Operating Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2018-02-08 | |
| 2018-01-23 | PAPPAS CHRISTOPHER JAMES Director, Officer (President and CEO), 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2018-02-08 | |
| 2018-01-23 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2018-02-08 | |
| 2018-01-23 | MCKINNEY JOE C Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2018-02-08 | |
| 2018-01-23 | EMERSON ARTHUR R Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2018-02-08 | |
| 2018-01-23 | MARKANTONIS FRANK Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2018-02-08 | |
| 2018-01-23 | GRIFFIN JILL Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2018-02-08 | |
| 2018-01-23 | CRAVEN JUDITH B Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2018-02-08 | |
| 2018-01-23 | MIR GASPER III Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2018-02-08 | |
| 2018-01-01 | PAPPAS HARRIS J Director, 10% Owner | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,049 4,298,604 owned after | $2.66 | 2018-01-02 | |
| 2018-01-01 | BODZY GERALD W Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,357 32,635 owned after | $2.66 | 2018-01-02 | |
| 2018-01-01 | MCKINNEY JOE C Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,538 130,204 owned after | $2.66 | 2018-01-02 | |
| 2018-01-01 | EMERSON ARTHUR R Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,410 66,480 owned after | $2.66 | 2018-01-02 | |
| 2018-01-01 | MARKANTONIS FRANK Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,357 158,044 owned after | $2.66 | 2018-01-02 | |
| 2018-01-01 | GRIFFIN JILL Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,410 71,898 owned after | $2.66 | 2018-01-02 | |
| 2018-01-01 | CRAVEN JUDITH B Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,410 64,086 owned after | $2.66 | 2018-01-02 | |
| 2018-01-01 | MIR GASPER III Director | 4 | Restricted Stock Award Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,538 107,685 owned after | $2.66 | 2018-01-02 |