Lattice Semiconductor Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-12-12: Reporting owner ANDERSON JAMES ROBERT; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-11-15: Reporting owner ANDERSON JAMES ROBERT; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-09-30: Reporting owner Jensen Mark Edwin; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-08-16: Reporting owner ANDERSON JAMES ROBERT; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-12-12 | ANDERSON JAMES ROBERT Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 364,363 owned after | $8.24 exercise price | $71.97 | 2022-12-13 |
| 2022-11-15 | ANDERSON JAMES ROBERT Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 384,363 owned after | $8.24 exercise price | $69.86 | 2022-11-16 |
| 2022-09-30 | Jensen Mark Edwin Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 18,000 owned after | $5.03 exercise price | $49.21 | 2022-10-04 |
| 2022-08-16 | ANDERSON JAMES ROBERT Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 414,363 owned after | $8.24 exercise price | $62.99 | 2022-08-17 |
| 2022-07-18 | Rangasayee Krishna Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,256 0 owned after | $6.29 exercise price | $52.46 | 2022-07-19 |
| 2022-07-01 | Jensen Mark Edwin Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 27,000 owned after | $5.03 exercise price | $45.28 | 2022-07-01 |
| 2022-05-17 | ANDERSON JAMES ROBERT Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 444,363 owned after | $8.24 exercise price | $50.98 | 2022-05-19 |
| 2022-05-10 | Jensen Mark Edwin Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,855 41,145 owned after | $5.03 exercise price | $46.29 | 2022-05-11 |
| 2022-04-01 | Jensen Mark Edwin Director | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 36,000 owned after | $5.03 exercise price | $59.06 | 2022-05-20 |
| 2022-01-03 | Jensen Mark Edwin Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 45,000 owned after | $5.03 exercise price | $78.55 | 2022-01-05 |
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