Lattice Semiconductor Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-11-15: Reporting owner Milstead Byron Wayne; Form 4; Security Performance Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-08-21: Reporting owner LEDERER JAMES P; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-08-02: Reporting owner Milstead Byron Wayne; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-08-02: Reporting owner Milstead Byron Wayne; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-11-15 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Performance Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71,400 0 owned after | $5.73 exercise price | $19.26 | 2019-11-18 |
| 2019-08-21 | LEDERER JAMES P Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,919 43,837 owned after | $6.29 exercise price | $20.06 | 2019-08-22 |
| 2019-08-02 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,250 41,800 owned after | $5.28 exercise price | $19.02 | 2019-08-06 |
| 2019-08-02 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,715 25,750 owned after | $5.73 exercise price | $19.02 | 2019-08-06 |
| 2019-08-02 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,954 0 owned after | $6.10 exercise price | $19.02 | 2019-08-06 |
| 2019-08-02 | Rangasayee Krishna Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 55,256 owned after | $6.29 exercise price | $19.02 | 2019-08-06 |
| 2019-02-25 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,911 10,519 owned after | $7.54 exercise price | $12.34 | 2019-02-26 |
| 2019-02-15 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,795 15,548 owned after | $5.40 exercise price | $11.08 | 2019-02-19 |
| 2019-02-15 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,876 0 owned after | $6.43 exercise price | $11.08 | 2019-02-19 |
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