Lattice Semiconductor Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-29: Reporting owner KRISHNAMURTHY BALAJI; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-29: Reporting owner KRISHNAMURTHY BALAJI; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-30: Reporting owner Milstead Byron Wayne; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-10: Reporting owner HAWK GLEN; Form 3; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-29 | KRISHNAMURTHY BALAJI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $4.53 exercise price | $6.77 | 2015-12-30 |
| 2015-12-29 | KRISHNAMURTHY BALAJI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 14,500 owned after | $4.74 exercise price | $6.77 | 2015-12-30 |
| 2015-11-30 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,357 31,343 owned after | $5.40 exercise price | $6.29 | 2015-12-02 |
| 2015-11-10 holding as of filing | HAWK GLEN Officer (VP, Corp Mktg) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $6.21 exercise price | 2015-11-10 | ||
| 2015-05-26 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,488 38,700 owned after | $5.40 exercise price | $6.05 | 2015-05-27 |
| 2015-05-07 | Weber Fred Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,639 60,639 owned after | $6.21 exercise price | $6.21 | 2015-05-22 |
| 2015-02-06 | Billerbeck Darin G Director, Officer (President & CEO) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +198,161 198,161 owned after | $6.10 exercise price | $6.10 | 2016-03-08 |
| 2015-02-06 | Billerbeck Darin G Director, Officer (President & CEO) | 4/A | Performance Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137,363 137,363 owned after | $6.10 exercise price | $6.10 | 2016-03-08 |
| 2015-02-06 | Bedewi Joseph Officer (VP Corp, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,586 44,586 owned after | $6.10 exercise price | $6.10 | 2015-02-10 |
| 2015-02-06 | Bedewi Joseph Officer (VP Corp, CFO) | 4 | Performance Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,907 30,907 owned after | $6.10 exercise price | $6.10 | 2015-02-10 |
| 2015-02-06 | Billerbeck Darin G Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +198,161 198,161 owned after | $6.10 exercise price | $6.10 | 2015-02-10 |
| 2015-02-06 | Billerbeck Darin G Director, Officer (President & CEO) | 4 | Performance Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137,363 137,363 owned after | $6.10 exercise price | $6.10 | 2015-02-10 |
| 2015-02-06 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,632 39,632 owned after | $6.10 exercise price | $6.10 | 2015-02-10 |
| 2015-02-06 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Performance Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,473 27,473 owned after | $6.10 exercise price | $6.10 | 2015-02-10 |
| 2015-01-29 | KRISHNAMURTHY BALAJI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 2,000 owned after | $4.53 exercise price | $7.36 | 2015-01-30 |
| 2015-01-27 | KRISHNAMURTHY BALAJI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,672 12,000 owned after | $4.53 exercise price | $7.30 | 2015-01-27 |
| 2015-01-02 | KRISHNAMURTHY BALAJI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −124 41,672 owned after | $4.53 exercise price | $6.91 | 2015-01-05 |
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