Lattice Semiconductor Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-06: Reporting owner Milstead Byron Wayne; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-23: Reporting owner Milstead Byron Wayne; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-23: Reporting owner Milstead Byron Wayne; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-10: Reporting owner CORESON DAVID E; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-06 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,125 32,500 owned after | $1.98 exercise price | $4.13 | 2012-11-06 |
| 2012-10-23 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,125 40,625 owned after | $1.98 exercise price | $3.78 | 2012-10-23 |
| 2012-10-23 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,339 0 owned after | $2.32 exercise price | $3.78 | 2012-10-23 |
| 2012-07-10 | CORESON DAVID E Other (Former Outside Director) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 11,250 owned after | $2.29 exercise price | $3.65 | 2012-07-11 |
| 2012-05-04 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,125 48,750 owned after | $1.98 exercise price | $4.96 | 2012-05-08 |
| 2012-03-30 | Riley Sean P Officer (VP Corp/GM,Business Group) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,201 30,201 owned after | $6.43 exercise price | $6.43 | 2012-04-03 |
| 2012-03-30 | Milstead Byron Wayne Officer (VP Corp, General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,557 33,557 owned after | $6.43 exercise price | $6.43 | 2012-04-03 |
| 2012-03-30 | Bedewi Joseph Officer (VP Corp, CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,557 33,557 owned after | $6.43 exercise price | $6.43 | 2012-04-03 |
| 2012-02-24 | CORESON DAVID E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 0 owned after | $2.32 exercise price | $6.57 | 2012-02-27 |
| 2012-02-24 | CORESON DAVID E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 18,000 owned after | $5.63 exercise price | $6.57 | 2012-02-27 |
| 2012-02-06 | Milstead Byron Wayne Officer (Corp VP and General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,125 56,875 owned after | $1.98 exercise price | $6.88 | 2012-02-07 |
| 2012-02-06 | Milstead Byron Wayne Officer (Corp VP and General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,668 33,339 owned after | $2.32 exercise price | $6.88 | 2012-02-07 |
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