LEVEL ONE BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 58 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-08-29: Reporting owner Felts Barbara A.; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-04-26: Reporting owner Rivera Steven H.; Form 4; Security Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-04-26: Reporting owner Felts Barbara A.; Form 4; Security Option (Right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-04-19: Reporting owner Felts Barbara A.; Form 3; Security Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-08-29 | Felts Barbara A. Officer (SVP, Controller) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 1,700 owned after | $10.15 exercise price | 2018-08-30 | |
| 2018-04-26 | Rivera Steven H. Director | 4 | Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $10.00 exercise price | 2018-05-02 | |
| 2018-04-26 | Felts Barbara A. Officer (SVP, Controller) | 4 | Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 1,800 owned after | $10.15 exercise price | 2018-05-02 | |
| 2018-04-19 holding as of filing | Felts Barbara A. Officer (SVP, Controller) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.15 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Felts Barbara A. Officer (SVP, Controller) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.82 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Rivera Steven H. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.00 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Rivera Steven H. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $18.65 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Rivera Steven H. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Barrett Melanie C. Officer (EVP, Chief Human Res. Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $24.80 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Herman Mark J. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $18.65 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Herman Mark J. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Fabbri Thomas A. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $18.65 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Fabbri Thomas A. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.00 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.15 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.82 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $13.50 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $17.15 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $24.80 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | David Shukri W. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $18.65 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | David Shukri W. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Brillati Michael A. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $18.65 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Brillati Michael A. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Mackay Timothy R. Officer (EVP, Consumer Banking Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.82 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Mackay Timothy R. Officer (EVP, Consumer Banking Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $13.50 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Mackay Timothy R. Officer (EVP, Consumer Banking Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $17.15 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Mackay Timothy R. Officer (EVP, Consumer Banking Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Mackay Timothy R. Officer (EVP, Consumer Banking Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $24.80 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Walker David Charles Officer (EVP and CFO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.00 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Walker David Charles Officer (EVP and CFO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.15 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Walker David Charles Officer (EVP and CFO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.82 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Walker David Charles Officer (EVP and CFO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $13.50 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Walker David Charles Officer (EVP and CFO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $17.15 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Walker David Charles Officer (EVP and CFO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Walker David Charles Officer (EVP and CFO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $24.80 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Bellinson James L. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $18.65 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Bellinson James L. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Ansara Victor L. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $18.65 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Ansara Victor L. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Wernette Gregory A. Officer (EVP and Chief Lending Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.00 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Wernette Gregory A. Officer (EVP and Chief Lending Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.15 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Wernette Gregory A. Officer (EVP and Chief Lending Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.82 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Wernette Gregory A. Officer (EVP and Chief Lending Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $13.50 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Wernette Gregory A. Officer (EVP and Chief Lending Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $17.15 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Wernette Gregory A. Officer (EVP and Chief Lending Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Wernette Gregory A. Officer (EVP and Chief Lending Officer) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $24.80 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Allushuski Barbara E. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $18.65 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Allushuski Barbara E. Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Fehring Patrick J. Director, Officer (President and CEO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.00 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Fehring Patrick J. Director, Officer (President and CEO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.15 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Fehring Patrick J. Director, Officer (President and CEO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $10.82 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Fehring Patrick J. Director, Officer (President and CEO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $13.50 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Fehring Patrick J. Director, Officer (President and CEO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $17.15 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Fehring Patrick J. Director, Officer (President and CEO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Fehring Patrick J. Director, Officer (President and CEO) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $24.80 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Wanczyk Stefan Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $18.65 exercise price | 2018-04-19 | ||
| 2018-04-19 holding as of filing | Wanczyk Stefan Director | 3 | Option (Right to Buy) Derivative · Direct | Holding | $20.75 exercise price | 2018-04-19 |