LEVEL ONE BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-04-01: Reporting owner Mackay Timothy R.; Form 4; Security Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-04-01: Reporting owner Mackay Timothy R.; Form 4; Security Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-04-01: Reporting owner Mackay Timothy R.; Form 4; Security Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-04-01: Reporting owner Mackay Timothy R.; Form 4; Security Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-04-01 | Mackay Timothy R. Officer (EVP, Consumer Banking Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $10.58 exercise price | 2022-04-06 | |
| 2022-04-01 | Mackay Timothy R. Officer (EVP, Consumer Banking Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | $13.50 exercise price | 2022-04-06 | |
| 2022-04-01 | Mackay Timothy R. Officer (EVP, Consumer Banking Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,604 0 owned after | $17.15 exercise price | 2022-04-06 | |
| 2022-04-01 | Mackay Timothy R. Officer (EVP, Consumer Banking Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,039 0 owned after | $20.75 exercise price | 2022-04-06 | |
| 2022-04-01 | Mackay Timothy R. Officer (EVP, Consumer Banking Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $24.80 exercise price | 2022-04-06 | |
| 2022-04-01 | Herman Mark J. Director | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500 0 owned after | $20.75 exercise price | 2022-04-06 | |
| 2022-04-01 | Herman Mark J. Director | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $18.65 exercise price | 2022-04-06 | |
| 2022-04-01 | Bellinson James L. Director | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $18.65 exercise price | 2022-04-06 | |
| 2022-04-01 | Bellinson James L. Director | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500 0 owned after | $20.75 exercise price | 2022-04-06 | |
| 2022-04-01 | Wernette Gregory A. Officer (EVP and Chief Lending Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $17.15 exercise price | 2022-04-05 | |
| 2022-04-01 | Wernette Gregory A. Officer (EVP and Chief Lending Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $20.75 exercise price | 2022-04-05 | |
| 2022-04-01 | Wernette Gregory A. Officer (EVP and Chief Lending Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,500 0 owned after | $13.50 exercise price | 2022-04-05 | |
| 2022-04-01 | Wernette Gregory A. Officer (EVP and Chief Lending Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $24.80 exercise price | 2022-04-05 | |
| 2022-04-01 | Fehring Patrick J. Director, Officer (CEO) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,049 0 owned after | $13.50 exercise price | 2022-04-05 | |
| 2022-04-01 | Fehring Patrick J. Director, Officer (CEO) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,902 0 owned after | $17.15 exercise price | 2022-04-05 | |
| 2022-04-01 | Fehring Patrick J. Director, Officer (CEO) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,181 0 owned after | $20.75 exercise price | 2022-04-05 | |
| 2022-04-01 | Fehring Patrick J. Director, Officer (CEO) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $24.80 exercise price | 2022-04-05 | |
| 2022-04-01 | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $10.82 exercise price | 2022-04-05 | |
| 2022-04-01 | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $13.50 exercise price | 2022-04-05 | |
| 2022-04-01 | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $17.15 exercise price | 2022-04-05 | |
| 2022-04-01 | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | $20.75 exercise price | 2022-04-05 | |
| 2022-04-01 | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 4 | Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $24.80 exercise price | 2022-04-05 | |
| 2022-03-25 | Fehring Patrick J. Director, Officer (CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $10.82 exercise price | 2022-03-28 | |
| 2022-03-25 | Fehring Patrick J. Director, Officer (CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,951 1,049 owned after | $13.50 exercise price | 2022-03-28 | |
| 2022-03-25 | Fehring Patrick J. Director, Officer (CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,098 10,902 owned after | $17.15 exercise price | 2022-03-28 | |
| 2022-03-25 | Fehring Patrick J. Director, Officer (CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,819 13,181 owned after | $20.75 exercise price | 2022-03-28 | |
| 2022-02-24 | Wanczyk Stefan Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | 0 owned after | $18.65 exercise price | 2022-02-24 | |
| 2022-02-23 | Wanczyk Stefan Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,334 0 owned after | $20.75 exercise price | 2022-02-24 | |
| 2022-02-23 | David Shukri W. Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $20.75 exercise price | 2022-02-24 | |
| 2022-02-23 | David Shukri W. Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $18.65 exercise price | 2022-02-24 | |
| 2022-02-22 | Ansara Victor L. Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $18.65 exercise price | 2022-02-23 | |
| 2022-02-22 | Ansara Victor L. Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $20.75 exercise price | 2022-02-23 | |
| 2022-02-08 | Scurlock Eva A. Officer (EVP, Risk Management Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $10.15 exercise price | 2022-02-10 | |
| 2022-01-27 | Fehring Patrick J. Director, Officer (CEO) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $10.15 exercise price | 2022-01-28 |