LENCO MOBILE INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-01: Reporting owner SCHAFFER DERACE L; Form 3/A; Security Common Stock Warrant (Right to Buy); Transaction Holding.
- 2012-08-21: Reporting owner Kandikattu Srinivas; Form 4; Security Common Stock Warrant (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-08-16: Reporting owner Harris Matthew R; Form 4; Security Common Stock Warrant (Right to Buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-01 holding as of filing | SCHAFFER DERACE L Director | 3/A | Common Stock Warrant (Right to Buy) Derivative · Indirect · By IRA | Holding | $0.10 exercise price | 2012-11-01 | ||
| 2012-08-21 | Kandikattu Srinivas Officer (Chief Technology Officer) | 4 | Common Stock Warrant (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,000 12,000 owned after | $0.05 exercise price | 2013-05-30 | |
| 2012-08-16 | Harris Matthew R Director, Officer (CEO) | 4 | Common Stock Warrant (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +600,000 600,000 owned after | $0.05 exercise price | 2013-05-30 |