LENCO MOBILE INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-21: Reporting owner Levinsohn Michael; Form 4; Security Series A Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2013-02-25: Reporting owner Stanton Christopher; Form 4; Security Series A Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-01-23: Reporting owner Harris Matthew R; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-01-23: Reporting owner Harris Matthew R; Form 4; Security Series A Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-21 | Levinsohn Michael Director, Officer (Executive Chairman), 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Sterling Capital Partners Inc. | S Open market or private sale of non-derivative or derivative security | −1,000 4,605 owned after | $90.00 | 2013-05-23 | |
| 2013-02-25 | Stanton Christopher Officer (EVP and General Counsel) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +362 262 owned after | $109.54 | 2013-02-27 | |
| 2013-01-23 | Harris Matthew R Director, Officer (CEO) | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,207 8,390 owned after | $115.22 | 2013-05-30 | |
| 2013-01-23 | Harris Matthew R Director, Officer (CEO) | 4 | Series A Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,170 6,220 owned after | $115.22 | 2013-05-30 | |
| 2012-12-27 | Harris Matthew R Director, Officer (CEO) | 4 | Series A Preferred Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,083 3,183 owned after | $108.53 | 2013-05-30 | |
| 2012-12-27 | Kandikattu Srinivas Officer (Chief Technology Officer) | 4 | Series A Preferred Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −254 437 owned after | $108.53 | 2013-05-30 | |
| 2012-12-21 | Harris Matthew R Director, Officer (CEO) | 4 | Series A Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,529 4,266 owned after | $0.25 exercise price | 2013-05-30 | |
| 2012-10-25 holding as of filing | SCHAFFER DERACE L Director | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | $1.50 exercise price | 2012-10-25 | ||
| 2012-06-08 | Harris Matthew R Director, Officer (CEO) | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +586 9,795 owned after | $110.86 | 2013-05-30 | |
| 2012-03-24 | Harris Matthew R Director, Officer (CEO) | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +916 9,209 owned after | $109.17 | 2013-05-30 | |
| 2012-01-31 | Ballard Richard E Other (Former Officer) | 4 | Series A Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +415 415 owned after | $0.25 exercise price | 2013-06-03 | |
| 2012-01-31 | Harris Matthew R Director, Officer (CEO) | 4 | Series A Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,293 8,293 owned after | $0.25 exercise price | 2013-05-30 | |
| 2012-01-31 | Kandikattu Srinivas Officer (Chief Technology Officer) | 4 | Series A Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +691 691 owned after | $0.25 exercise price | 2013-05-30 | |
| 2011-12-27 | Larsen Jorgen Director | 4 | Series B1 Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,790 43,790 owned after | $0.25 exercise price | 2013-05-30 | |
| 2011-12-27 | Larsen Jorgen Director | 4 | Series B2 Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,750 30,750 owned after | $0.40 exercise price | 2013-05-30 | |
| 2011-11-04 | Liang James L Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,850 9,600 owned after | $106.90 | 2011-11-09 | |
| 2011-10-06 | Levinsohn Michael Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Sterling Capital Partners, Inc. | S Open market or private sale of non-derivative or derivative security | −3,750 3,750 owned after | $92.00 | 2011-10-07 | |
| 2011-10-06 | Liang James L Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,750 3,750 owned after | $92.00 | 2011-10-07 | |
| 2010-09-23 | Levinsohn Michael Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Sterling Capital Partners, Inc. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $100.00 | 2011-05-02 |