KUBIENT, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-08-14: Reporting owner Roberts Paul Damian; Form 5/A; Security Common Stock Purchase Warrant; Transaction C Conversion of derivative security.
- 2020-08-14: Reporting owner Smith Christopher H; Form 5; Security Common Stock Purchase Warrant; Transaction C Conversion of derivative security.
- 2020-08-14: Reporting owner Roberts Paul Damian; Form 5; Security Common Stock Purchase Warrant; Transaction C Conversion of derivative security.
- 2020-08-14: Reporting owner BORDES PETER A JR; Form 5; Security Common Stock Purchase Warrant; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-08-14 | Roberts Paul Damian Director, Officer (See Remarks), 10% Owner | 5/A | Common Stock Purchase Warrant Derivative · Direct | C Conversion of derivative security | +55,541 55,541 owned after | $5.50 exercise price | 2021-02-22 | |
| 2020-08-14 | Smith Christopher H Director | 5 | Common Stock Purchase Warrant Derivative · Indirect · By Spouse | C Conversion of derivative security | +9,027 9,027 owned after | $5.50 exercise price | 2021-02-16 | |
| 2020-08-14 | Roberts Paul Damian Director, Officer (See Remarks), 10% Owner | 5 | Common Stock Purchase Warrant Derivative · Direct | C Conversion of derivative security | +55,541 55,541 owned after | $5.50 exercise price | 2021-02-16 | |
| 2020-08-14 | BORDES PETER A JR Other (Former Chief Executive Officer) | 5 | Common Stock Purchase Warrant Derivative · Direct | C Conversion of derivative security | +218,780 218,780 owned after | $5.50 exercise price | 2021-02-16 | |
| 2020-08-14 | Andrews Christopher Other (Former Chief Digital Officer) | 5 | Common Stock Purchase Warrant Derivative · Direct | C Conversion of derivative security | +128,522 128,522 owned after | $5.50 exercise price | 2021-02-16 | |
| 2020-08-13 holding as of filing | Medvedev Pavel Officer (Chief Technology Officer) | 3 | Class A Warrants (right to buy) Derivative · Direct | Holding | $4.95 exercise price | 2020-08-13 |