KUBIENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-09-15: Reporting owner Roberts Paul Damian; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-06-23: Reporting owner Francia Christopher; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-08-13: Reporting owner Francia Christopher; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2020-08-13: Reporting owner Roberts Paul Damian; Form 3; Security Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-09-15 | Roberts Paul Damian Director, Officer (See Remarks), 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,334 33,334 owned after | $2.97 exercise price | 2021-09-17 | |
| 2021-06-23 | Francia Christopher Officer (Former Chief Product Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,815 0 owned after | $2.97 exercise price | 2021-06-29 | |
| 2020-08-13 holding as of filing | Francia Christopher Officer (Chief Product Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.97 exercise price | 2020-08-13 | ||
| 2020-08-13 holding as of filing | Roberts Paul Damian Director, Officer (See Remarks) | 3 | Option (right to buy) Derivative · Direct | Holding | $2.97 exercise price | 2020-08-13 | ||
| 2020-08-13 holding as of filing | Andrews Christopher Officer (Chief Digital Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $33.75 exercise price | 2020-08-13 | ||
| 2020-08-13 holding as of filing | Weiss Joshua Adam Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $33.75 exercise price | 2020-08-13 | ||
| 2020-08-13 holding as of filing | BORDES PETER A JR Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct · (m) | Holding | $33.75 exercise price | 2020-08-13 |