Kronos Bio, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows, 52 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-10-14: Reporting owner Nessi Claudio | Paster Anne-Mari | Omega Fund V GP, L.P. | Stampacchia Otello | Omega Fund V GP Manager, Ltd. | Omega Fund V, L.P.; Form 4; Security Series Seed Preferred Stock; Transaction C Conversion of derivative security.
- 2020-10-14: Reporting owner Nessi Claudio | Paster Anne-Mari | Omega Fund V GP, L.P. | Stampacchia Otello | Omega Fund V GP Manager, Ltd. | Omega Fund V, L.P.; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2020-10-14: Reporting owner Stampacchia Otello; Form 4; Security Series Seed Preferred Stock; Transaction C Conversion of derivative security.
- 2020-10-14: Reporting owner Stampacchia Otello; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-10-14 | Nessi Claudio | Paster Anne-Mari | Omega Fund V GP, L.P. | Stampacchia Otello | Omega Fund V GP Manager, Ltd. | Omega Fund V, L.P. 10% Owner | 10% Owner | 10% Owner | Director | 10% Owner | 10% Owner | 4 | Series Seed Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,522,484 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Nessi Claudio | Paster Anne-Mari | Omega Fund V GP, L.P. | Stampacchia Otello | Omega Fund V GP Manager, Ltd. | Omega Fund V, L.P. 10% Owner | 10% Owner | 10% Owner | Director | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,304,563 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Stampacchia Otello Director, 10% Owner | 4 | Series Seed Preferred Stock Derivative · Indirect · By Omega Fund V, LP | C Conversion of derivative security | −1,522,484 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Stampacchia Otello Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Omega Fund V, LP | C Conversion of derivative security | −1,304,563 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | TANEN DAVID M Director | 4 | Series Seed Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −219,482 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | TANEN DAVID M Director | 4 | Series Seed Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −221,237 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | TANEN DAVID M Director | 4 | Series A Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −65,243 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | MARTIN JOHN C Director | 4 | Series Seed Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −866,667 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | MARTIN JOHN C Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −717,509 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Loven Jakob Director | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,304,563 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Kazam Joshua A Director | 4 | Series Seed Preferred Stock Derivative · Direct | C Conversion of derivative security | −22,328 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Kazam Joshua A Director | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −65,228 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Belldegrun Rebecka Director | 4 | Series Seed Preferred Stock Derivative · Indirect · By Bellco Legacy II Trust | C Conversion of derivative security | −173,333 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Belldegrun Rebecka Director | 4 | Series A Preferred Stock Derivative · Indirect · By Bellco Legacy II Trust | C Conversion of derivative security | −228,315 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Belldegrun Arie Director | 4 | Series Seed Preferred Stock Derivative · Indirect · By Bellco Legacy II Trust | C Conversion of derivative security | −173,333 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Belldegrun Arie Director | 4 | Series A Preferred Stock Derivative · Indirect · By Bellco Legacy II Trust | C Conversion of derivative security | −228,315 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Belldegrun Arie Director | 4 | Series Seed Preferred Stock Derivative · Indirect · By Vida Ventures, LLC | C Conversion of derivative security | −650,000 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Belldegrun Arie Director | 4 | Series A Preferred Stock Derivative · Indirect · By Vida Ventures, LLC | C Conversion of derivative security | −1,304,563 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Bischofberger Norbert W. & Inger A. Revocable Inter Vivos Trust 10% Owner | 4 | Series Seed Preferred Stock Derivative · Direct | C Conversion of derivative security | −300,001 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | Bischofberger Norbert W. & Inger A. Revocable Inter Vivos Trust 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,565,475 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | BISCHOFBERGER NORBERT W Director, Officer (President & CEO) | 4 | Series Seed Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −300,001 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | BISCHOFBERGER NORBERT W Director, Officer (President & CEO) | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,565,475 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | BISCHOFBERGER NORBERT W Director, Officer (President & CEO) | 4 | Series Seed Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −250,000 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | BISCHOFBERGER NORBERT W Director, Officer (President & CEO) | 4 | Series Seed Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −250,000 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | BISCHOFBERGER NORBERT W Director, Officer (President & CEO) | 4 | Series Seed Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −250,000 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-14 | BISCHOFBERGER NORBERT W Director, Officer (President & CEO) | 4 | Series Seed Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | 0 owned after | no price filed | 2020-10-16 | |
| 2020-10-08 holding as of filing | Stampacchia Otello | Nessi Claudio | Paster Anne-Mari | Omega Fund V GP, L.P. | Omega Fund V GP Manager, Ltd. | Omega Fund V, L.P. Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series Seed Preferred Stock Derivative · Direct | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Stampacchia Otello | Nessi Claudio | Paster Anne-Mari | Omega Fund V GP, L.P. | Omega Fund V GP Manager, Ltd. | Omega Fund V, L.P. Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Stampacchia Otello Director, 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · By Omega Fund V, LP | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Stampacchia Otello Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Omega Fund V, LP | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | TANEN DAVID M Director | 3 | Series Seed Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | TANEN DAVID M Director | 3 | Series Seed Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | TANEN DAVID M Director | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | MARTIN JOHN C Director | 3 | Series Seed Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | MARTIN JOHN C Director | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Loven Jakob Director | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Kazam Joshua A Director | 3 | Series Seed Preferred Stock Derivative · Direct | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Kazam Joshua A Director | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Belldegrun Rebecka Director | 3 | Series Seed Preferred Stock Derivative · Indirect · By Bellco Legacy II Trust | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Belldegrun Rebecka Director | 3 | Series A Preferred Stock Derivative · Indirect · By Bellco Legacy II Trust | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Belldegrun Arie Director, 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · By Vida Ventures, LLC | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Belldegrun Arie Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Vida Ventures, LLC | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Belldegrun Arie Director, 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · By Bellco Legacy II Trust | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Belldegrun Arie Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By Bellco Legacy II Trust | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Bischofberger Norbert W. & Inger A. Revocable Inter Vivos Trust 10% Owner | 3 | Series Seed Preferred Stock Derivative · Direct | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Bischofberger Norbert W. & Inger A. Revocable Inter Vivos Trust 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | BISCHOFBERGER NORBERT W Director, Officer (President & CEO), 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | BISCHOFBERGER NORBERT W Director, Officer (President & CEO), 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | BISCHOFBERGER NORBERT W Director, Officer (President & CEO), 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | BISCHOFBERGER NORBERT W Director, Officer (President & CEO), 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | BISCHOFBERGER NORBERT W Director, Officer (President & CEO), 10% Owner | 3 | Series Seed Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-10-08 | ||
| 2020-10-08 holding as of filing | BISCHOFBERGER NORBERT W Director, Officer (President & CEO), 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2020-10-08 |