Kronos Bio, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-10-14: Reporting owner Nessi Claudio | Paster Anne-Mari | Omega Fund V GP, L.P. | Stampacchia Otello | Omega Fund V GP Manager, Ltd. | Omega Fund V, L.P.; Form 4; Security Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2020-10-14: Reporting owner Stampacchia Otello; Form 4; Security Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2020-10-14: Reporting owner TANEN DAVID M; Form 4; Security Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2020-10-14: Reporting owner MARTIN JOHN C; Form 4; Security Convertible Promissory Note; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-10-14 | Nessi Claudio | Paster Anne-Mari | Omega Fund V GP, L.P. | Stampacchia Otello | Omega Fund V GP Manager, Ltd. | Omega Fund V, L.P. 10% Owner | 10% Owner | 10% Owner | Director | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 0 owned after | $16.15 exercise price | 2020-10-16 | |
| 2020-10-14 | Stampacchia Otello Director, 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · By Omega Fund V, LP | C Conversion of derivative security | 0 owned after | $16.15 exercise price | 2020-10-16 | |
| 2020-10-14 | TANEN DAVID M Director | 4 | Convertible Promissory Note Derivative · Indirect · (m) | C Conversion of derivative security | 0 owned after | $16.15 exercise price | 2020-10-16 | |
| 2020-10-14 | MARTIN JOHN C Director | 4 | Convertible Promissory Note Derivative · Indirect · See footnote | C Conversion of derivative security | 0 owned after | $16.15 exercise price | 2020-10-16 | |
| 2020-10-14 | Loven Jakob Director | 4 | Convertible Promissory Note Derivative · Indirect · See footnote | C Conversion of derivative security | 0 owned after | $16.15 exercise price | 2020-10-16 | |
| 2020-10-14 | Belldegrun Arie Director | 4 | Convertible Promissory Note Derivative · Indirect · By Vida Ventures, LLC | C Conversion of derivative security | 0 owned after | $16.15 exercise price | 2020-10-16 | |
| 2020-10-14 | Bischofberger Norbert W. & Inger A. Revocable Inter Vivos Trust 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | 0 owned after | $16.15 exercise price | 2020-10-16 | |
| 2020-10-14 | BISCHOFBERGER NORBERT W Director, Officer (President & CEO) | 4 | Convertible Promissory Note Derivative · Indirect · See footnote | C Conversion of derivative security | −250,000 0 owned after | $16.15 exercise price | 2020-10-16 | |
| 2020-10-08 holding as of filing | Stampacchia Otello | Nessi Claudio | Paster Anne-Mari | Omega Fund V GP, L.P. | Omega Fund V GP Manager, Ltd. | Omega Fund V, L.P. Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Promissory Note Derivative · Direct | Holding | $16.15 exercise price | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Stampacchia Otello Director, 10% Owner | 3 | Convertible Promissory Note Derivative · Indirect · By Omega Fund V, LP | Holding | $16.15 exercise price | 2020-10-08 | ||
| 2020-10-08 holding as of filing | TANEN DAVID M Director | 3 | Convertible Promissory Note Derivative · Indirect · (m) | Holding | $16.15 exercise price | 2020-10-08 | ||
| 2020-10-08 holding as of filing | MARTIN JOHN C Director | 3 | Convertible Promissory Note Derivative · Indirect · (m) | Holding | $16.15 exercise price | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Loven Jakob Director | 3 | Convertible Promissory Note Derivative · Indirect · See footnote | Holding | $16.15 exercise price | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Belldegrun Arie Director, 10% Owner | 3 | Convertible Promissory Note Derivative · Indirect · By Vida Ventures, LLC | Holding | $16.15 exercise price | 2020-10-08 | ||
| 2020-10-08 holding as of filing | Bischofberger Norbert W. & Inger A. Revocable Inter Vivos Trust 10% Owner | 3 | Convertible Promissory Note Derivative · Direct | Holding | $16.15 exercise price | 2020-10-08 | ||
| 2020-10-08 holding as of filing | BISCHOFBERGER NORBERT W Director, Officer (President & CEO), 10% Owner | 3 | Convertible Promissory Note Derivative · Indirect · See footnote | Holding | $16.15 exercise price | 2020-10-08 |