KID BRANDS, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows, 78 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-15: Reporting owner Friedman Jodie Simon; Form 3; Security Employee Stock Option; Transaction Holding.
- 2013-07-18: Reporting owner BENAROYA RAPHAEL; Form 4; Security Stock Option (Right to Buy); Transaction C Conversion of derivative security.
- 2013-03-15: Reporting owner BENAROYA RAPHAEL; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-03-15: Reporting owner BENAROYA RAPHAEL; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-15 holding as of filing | Friedman Jodie Simon Officer (VP, Gen. Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $1.57 exercise price | 2013-08-15 | ||
| 2013-07-18 | BENAROYA RAPHAEL Director, Officer (Chairman, President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | C Conversion of derivative security | +600,000 1,075,000 owned after | $1.51 exercise price | 2013-07-22 | |
| 2013-03-15 | BENAROYA RAPHAEL Director, Officer (Chairman, President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 275,000 owned after | $1.51 exercise price | 2013-03-19 | |
| 2013-03-15 | BENAROYA RAPHAEL Director, Officer (Chairman, President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 475,000 owned after | $1.51 exercise price | 2013-03-19 | |
| 2009-09-22 | CIAMPI MARIO Director | 4 | Stock Option (option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 45,000 owned after | $6.63 exercise price | 2009-09-24 | |
| 2009-09-22 | Zimmerman Michael Director, 10% Owner | 4 | Stock Option (option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 60,000 owned after | $6.63 exercise price | 2009-09-24 | |
| 2009-09-22 | Krueger Lauren Director | 4 | Call Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $6.63 exercise price | 2009-09-24 | |
| 2009-09-22 | SHAW DAVID E | D. E. SHAW & CO, L.P. | D. E. SHAW LAMINAR PORTFOLIOS, L.L.C. | D. E. SHAW & CO, L.L.C. Director | Director | Director | Director | 4 | Call Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $6.63 exercise price | 2009-09-24 | |
| 2009-09-22 | Schaefer John V. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $6.63 exercise price | 2009-09-24 | |
| 2009-09-22 | SALIBELLO SALVATORE M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 60,000 owned after | $6.63 exercise price | 2009-09-24 | |
| 2009-09-22 | Horowitz Frederick J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 60,000 owned after | $6.63 exercise price | 2009-09-24 | |
| 2009-09-22 | BENAROYA RAPHAEL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 75,000 owned after | $6.63 exercise price | 2009-09-24 | |
| 2009-03-05 holding as of filing | Pepys-Lowe Renee Officer (President - CoCaLo, Inc.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $13.65 exercise price | 2009-03-05 | ||
| 2009-03-05 holding as of filing | Bivona Lawrence Officer (President - LaJobi, Inc.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $13.65 exercise price | 2009-03-05 | ||
| 2008-07-10 | Schaefer John V. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.28 exercise price | 2009-04-21 | |
| 2008-07-10 | Zimmerman Michael Director, 10% Owner | 4 | Employee Stock Option (option to buy) (1)(2) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 45,000 owned after | $7.28 exercise price | 2008-07-14 | |
| 2008-07-10 | CIAMPI MARIO Director | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $7.28 exercise price | 2008-07-14 | |
| 2008-07-10 | Krueger Lauren Director | 4 | Call Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.28 exercise price | 2008-07-14 | |
| 2008-07-10 | D. E. SHAW & CO, L.P. | SHAW DAVID E | D. E. SHAW & CO, L.L.C. | D. E. SHAW LAMINAR PORTFOLIOS, L.L.C. Director | Director | Director | Director | 4 | Call Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $7.28 exercise price | 2008-07-14 | |
| 2008-07-10 | SALIBELLO SALVATORE M Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 45,000 owned after | $7.28 exercise price | 2008-07-14 | |
| 2008-07-10 | BENAROYA RAPHAEL Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 60,000 owned after | $7.28 exercise price | 2008-07-14 | |
| 2008-07-10 | Horowitz Frederick J Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 45,000 owned after | $7.28 exercise price | 2008-07-14 | |
| 2008-03-28 holding as of filing | Hirsch Fritz Officer (President - Sassy) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $13.05 exercise price | 2008-03-28 | ||
| 2008-03-28 holding as of filing | Hirsch Fritz Officer (President - Sassy) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $16.77 exercise price | 2008-03-28 | ||
| 2008-03-28 holding as of filing | Levin Michael Dov Officer (Pres & CEO - Kids Line) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $22.21 exercise price | 2008-03-28 | ||
| 2008-03-28 holding as of filing | Levin Michael Dov Officer (Pres & CEO - Kids Line) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $16.77 exercise price | 2008-03-28 | ||
| 2008-01-04 | CRAIN BRUCE G Director, Officer (PRESIDENT AND CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 220,000 owned after | $14.83 exercise price | 2008-01-08 | |
| 2007-12-27 | Posner Daniel Director | 4 | Call Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $16.77 exercise price | 2008-01-07 | |
| 2007-12-27 | Krueger Lauren Director | 4 | Call Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $16.77 exercise price | 2008-01-07 | |
| 2007-12-27 | D. E. SHAW LAMINAR PORTFOLIOS, L.L.C. | D. E. SHAW & CO, L.P. | SHAW DAVID E | D. E. SHAW & CO, L.L.C. Director | Director | Director | Director | 4/A | Call Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +30,000 30,000 owned after | $16.77 exercise price | 2008-01-07 | |
| 2007-12-27 | BENAROYA RAPHAEL Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 45,000 owned after | $16.77 exercise price | 2007-12-31 | |
| 2007-12-27 | SANCETTA THOMAS J Officer (VP - SALES ADMIN) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,800 3,800 owned after | $16.77 exercise price | 2007-12-31 | |
| 2007-12-27 | Zimmerman Michael Director, 10% Owner | 4 | Employee Stock Option (option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $16.77 exercise price | 2007-12-31 | |
| 2007-12-27 | CIAMPI MARIO Director | 4 | Employee Stock Option (option to buy) (1) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $16.77 exercise price | 2007-12-31 | |
| 2007-12-27 | SALIBELLO SALVATORE M Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $16.77 exercise price | 2007-12-31 | |
| 2007-12-27 | GOLDFARB MARC S Officer (SVP AND GENERAL COUNSEL) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,700 44,700 owned after | $16.77 exercise price | 2007-12-31 | |
| 2007-12-27 | BIALOSKY JEFFREY A Officer (SVP-SALES) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $16.77 exercise price | 2007-12-31 | |
| 2007-12-27 | Cappiello Anthony P Officer (EVP and CAO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,700 36,700 owned after | $16.77 exercise price | 2007-12-31 | |
| 2007-12-27 | Horowitz Frederick J Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $16.77 exercise price | 2007-12-31 | |
| 2007-12-27 | Wall Arline Officer (SVP - PROD DEV & MKTING) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,200 19,526 owned after | $16.77 exercise price | 2007-12-31 | |
| 2007-12-26 | D. E. SHAW & CO, L.L.C. | SHAW DAVID E | D. E. SHAW & CO, L.P. | D. E. SHAW LAMINAR PORTFOLIOS, L.L.C. Director | Director | Director | Director | 4 | Call Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $17.72 exercise price | 2007-12-28 | |
| 2007-12-21 | Wall Arline Officer (SVP - PROD DEV & MKTING) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,326 10,000 owned after | $11.61 exercise price | 2008-02-26 | |
| 2007-12-19 | GOLDFARB MARC S Officer (SVP and General Counsel) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $11.52 exercise price | 2007-12-21 | |
| 2007-12-10 | Wall Arline Officer (SVP-Prod Dev & Mkting) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,366 11,326 owned after | $11.61 exercise price | 2007-12-12 | |
| 2007-12-05 | CRAIN BRUCE G Director, Officer (President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $16.05 exercise price | 2007-12-06 | |
| 2007-12-05 | CRAIN BRUCE G Director, Officer (President & CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $16.05 exercise price | 2007-12-06 | |
| 2007-11-30 | Wall Arline Officer (SVP--Prod Dev & Mkting) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 14,692 owned after | $11.61 exercise price | 2007-12-04 | |
| 2007-11-29 | Wall Arline Officer (SVP--PROD DEV & MKTING) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 19,400 owned after | $11.61 exercise price | 2007-11-30 | |
| 2007-11-29 | Wall Arline Officer (SVP--PROD DEV & MKTING) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,608 16,792 owned after | $11.61 exercise price | 2007-11-30 | |
| 2007-11-28 | Wall Arline Officer (SVP--PROD DEV & MKTING) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 19,500 owned after | $11.61 exercise price | 2007-11-30 | |
| 2007-11-21 holding as of filing | Paglinco Guy A Officer (VP & Chief Accounting Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $14.90 exercise price | 2007-11-21 | ||
| 2007-11-16 | ROBINSON CHRIS Officer (PRES-INTERNATIONAL DIV) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,400 12,882 owned after | $13.05 exercise price | 2008-02-26 | |
| 2007-11-14 | ROBINSON CHRIS Officer (PRES-INTERNATIONAL DIV) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,900 20,282 owned after | $13.05 exercise price | 2007-11-16 | |
| 2007-11-14 | Cappiello Anthony P Officer (EVP & CAO) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $13.74 exercise price | 2007-11-15 | |
| 2007-11-13 | Cappiello Anthony P Officer (EVP & CAO) | 4 | Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $13.74 exercise price | 2007-11-15 | |
| 2007-11-13 | BIALOSKY JEFFREY A Officer (EVP-SALES) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $13.05 exercise price | 2007-11-15 | |
| 2007-06-29 | ROBINSON CHRIS Officer (PRES-INTERNATIONAL DIV) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,618 38,182 owned after | $13.05 exercise price | 2007-11-16 | |
| 2007-06-28 | ROBINSON CHRIS Officer (PRES-INTERNATIONAL DIV) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,200 39,800 owned after | $13.05 exercise price | 2007-11-16 | |
| 2006-12-07 | OREARDON JAMES J Officer (VP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,900 7,500 owned after | $13.05 exercise price | 2006-12-08 | |
| 2006-12-06 | OREARDON JAMES J Officer (VP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 16,400 owned after | $13.05 exercise price | 2006-12-08 | |
| 2006-11-28 | Schneider Keith Officer (EVP - Sales) | 4 | Stock Option (right to acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 35,000 owned after | $11.61 exercise price | 2006-11-29 | |
| 2006-11-28 | Schneider Keith Officer (EVP - Sales) | 4 | Stock Option (right to acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 5,000 owned after | $13.05 exercise price | 2006-11-29 | |
| 2006-11-21 | Cappiello Anthony P Officer (EVP and Chief Admin. Officer) | 4 | Stock Options (right to acquire) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 40,000 owned after | $13.74 exercise price | 2006-11-28 | |
| 2006-11-21 | Schneider Keith Officer (Executive VP - Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 85,000 owned after | $11.61 exercise price | 2006-11-22 | |
| 2006-11-20 | Schneider Keith Officer (Executive VP - Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 95,000 owned after | $11.61 exercise price | 2006-11-22 | |
| 2006-11-14 | KLING JOSEPH Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $13.06 exercise price | 2006-11-16 | |
| 2006-11-01 | Zimmerman Michael Director, 10% Owner | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $15.05 exercise price | 2006-11-03 | |
| 2006-11-01 | KLING JOSEPH Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $15.05 exercise price | 2006-11-03 | |
| 2006-11-01 | LANDMAN WILLIAM Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $15.05 exercise price | 2006-11-03 | |
| 2006-11-01 | WESTON JOSH Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $15.05 exercise price | 2006-11-03 | |
| 2006-11-01 | BENAROYA RAPHAEL Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $15.05 exercise price | 2006-11-03 | |
| 2006-11-01 | EPSTEIN CARL Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $15.05 exercise price | 2006-11-03 | |
| 2006-11-01 | KLATSKIN CHARLES Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $15.05 exercise price | 2006-11-03 | |
| 2006-11-01 | WAHLE ELLIOTT Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $15.05 exercise price | 2006-11-03 | |
| 2006-11-01 | SALIBELLO SALVATORE M Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $15.05 exercise price | 2006-11-03 | |
| 2006-11-01 | Horowitz Frederick J Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $15.05 exercise price | 2006-11-03 | |
| 2006-09-12 | Wall Arline Officer (Senior VP Prod Dev & Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $11.61 exercise price | 2006-09-14 | |
| 2006-08-18 holding as of filing | BERRIE ANGELICA Other (Former Director & 10% Owner) | 4 | Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | $13.06 exercise price | 2006-08-18 |