KID BRANDS, INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows, 61 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-21: Reporting owner Friedman Jodie Simon; Form 4; Security STOCK APPRECIATION RIGHTS; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-21: Reporting owner Kotel Keith; Form 4; Security STOCK APPRECIATION RIGHTS; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-21: Reporting owner Sell Bradley; Form 4; Security STOCK APPRECIATION RIGHTS; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-21: Reporting owner Carr Kerry; Form 4; Security STOCK APPRECIATION RIGHTS; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-21 | Friedman Jodie Simon Officer (VP, Gen. Counsel & Secretary) | 4 | STOCK APPRECIATION RIGHTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.00 exercise price | 2014-03-26 | |
| 2014-03-21 | Kotel Keith Officer (President of LaJobi, Inc.) | 4 | STOCK APPRECIATION RIGHTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 100,000 owned after | $1.00 exercise price | 2014-03-26 | |
| 2014-03-21 | Sell Bradley Officer (Pres. - Kid Line and CoCaLo) | 4 | STOCK APPRECIATION RIGHTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 100,000 owned after | $1.00 exercise price | 2014-03-26 | |
| 2014-03-21 | Carr Kerry Officer (EVP, COO and CFO) | 4 | STOCK APPRECIATION RIGHTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 408,134 owned after | $1.00 exercise price | 2014-03-26 | |
| 2014-03-21 | Robinson Dean Frederick Officer (President - Sassy, Inc.) | 4 | STOCK APPRECIATION RIGHTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 111,250 owned after | $1.00 exercise price | 2014-03-26 | |
| 2014-02-06 holding as of filing | Sell Bradley Officer (See Remarks) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $1.51 exercise price | 2014-02-06 | ||
| 2013-12-13 holding as of filing | Kotel Keith Officer (President of LaJobi, Inc.) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $1.57 exercise price | 2013-12-13 | ||
| 2013-07-18 | LOEB JAN H Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.57 exercise price | 2013-07-22 | |
| 2013-07-18 | BENAROYA RAPHAEL Director, Officer (Chairman, President and CEO) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | C Conversion of derivative security | −600,000 29,250 owned after | $1.51 exercise price | 2013-07-22 | |
| 2013-07-10 | Robinson Dean Frederick Officer (President - Sassy, Inc.) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 61,250 owned after | $1.53 exercise price | 2013-07-12 | |
| 2013-07-10 | CIAMPI MARIO Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 58,500 owned after | $1.53 exercise price | 2013-07-12 | |
| 2013-07-10 | Zimmerman Michael Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 58,500 owned after | $1.53 exercise price | 2013-07-12 | |
| 2013-07-10 | SALIBELLO SALVATORE M Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 58,500 owned after | $1.53 exercise price | 2013-07-12 | |
| 2013-07-10 | Horowitz Frederick J Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 58,500 owned after | $1.53 exercise price | 2013-07-12 | |
| 2013-03-15 | BENAROYA RAPHAEL Director, Officer (Chairman, President and CEO) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +600,000 629,250 owned after | $1.51 exercise price | 2013-03-19 | |
| 2012-09-14 | Pepys-Lowe Renee Officer (President - Kids Line/CoCaLo) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +223,881 223,881 owned after | $1.34 exercise price | 2012-09-18 | |
| 2012-09-14 | Carr Kerry Officer (EVP and COO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +373,134 373,134 owned after | $1.34 exercise price | 2012-09-18 | |
| 2012-08-14 | SALIBELLO SALVATORE M Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 43,500 owned after | $1.41 exercise price | 2012-08-16 | |
| 2012-08-14 | Rovit Hugh R Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 43,500 owned after | $1.41 exercise price | 2012-08-16 | |
| 2012-08-14 | Zimmerman Michael Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 43,500 owned after | $1.41 exercise price | 2012-08-16 | |
| 2012-08-14 | Horowitz Frederick J Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 43,500 owned after | $1.41 exercise price | 2012-08-16 | |
| 2012-08-14 | CIAMPI MARIO Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 43,500 owned after | $1.41 exercise price | 2012-08-16 | |
| 2012-03-09 | SCHAUB RICHARD F JR Officer (President -- LaJobi, Inc.) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 102,500 owned after | $3.02 exercise price | 2012-03-13 | |
| 2012-03-09 | Robinson Dean Frederick Officer (President -- Sassy, Inc.) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,250 31,250 owned after | $3.02 exercise price | 2012-03-13 | |
| 2012-03-09 | Paglinco Guy A Officer (VP and CFO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 74,400 owned after | $3.02 exercise price | 2012-03-13 | |
| 2012-03-09 | SABIN DAVID C Officer (President - Soft Home Division) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,250 126,250 owned after | $3.02 exercise price | 2012-03-13 | |
| 2012-03-09 | GOLDFARB MARC S Officer (SVP AND GENERAL COUNSEL) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,250 111,250 owned after | $3.02 exercise price | 2012-03-13 | |
| 2011-07-19 | Zimmerman Michael Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 29,250 owned after | $5.17 exercise price | 2011-07-21 | |
| 2011-07-19 | SALIBELLO SALVATORE M Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 29,250 owned after | $5.17 exercise price | 2011-07-21 | |
| 2011-07-19 | Horowitz Frederick J Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 29,250 owned after | $5.17 exercise price | 2011-07-21 | |
| 2011-07-19 | BENAROYA RAPHAEL Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 29,250 owned after | $5.17 exercise price | 2011-07-21 | |
| 2011-07-19 | Rovit Hugh R Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 29,250 owned after | $5.17 exercise price | 2011-07-21 | |
| 2011-07-19 | CIAMPI MARIO Director | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,250 29,250 owned after | $5.17 exercise price | 2011-07-21 | |
| 2011-06-10 | Robinson Dean Frederick Officer (President -- Sassy, Inc.) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.65 exercise price | 2012-03-13 | |
| 2011-01-03 | SCHAUB RICHARD F JR Officer (President - Sassy, Inc.) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 80,000 owned after | $8.50 exercise price | 2011-01-05 | |
| 2010-12-13 | SABIN DAVID C Officer (President - Kids Line/CoCaLo) | 4 | Stock Appreciation Right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 100,000 owned after | $4.68 exercise price | 2010-12-15 | |
| 2010-07-19 holding as of filing | Rovit Hugh R Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-07-19 | |
| 2010-07-15 | Rovit Hugh R Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.17 exercise price | 2010-07-19 | |
| 2010-07-15 | CIAMPI MARIO Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.17 exercise price | 2010-07-19 | |
| 2010-07-15 | Zimmerman Michael Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.17 exercise price | 2010-07-19 | |
| 2010-07-15 | SALIBELLO SALVATORE M Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.17 exercise price | 2010-07-19 | |
| 2010-07-15 | Horowitz Frederick J Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.17 exercise price | 2010-07-19 | |
| 2010-07-15 | BENAROYA RAPHAEL Director | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.17 exercise price | 2010-07-19 | |
| 2010-04-16 holding as of filing | SABIN DAVID C Officer (President -- Kids Line, LLC) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $4.68 exercise price | 2010-04-16 | ||
| 2010-03-08 | Pepys-Lowe Renee Officer (President ? CoCaLo, Inc.) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 80,000 owned after | $5.03 exercise price | 2010-03-10 | |
| 2010-03-08 | Bivona Lawrence Officer (President -- LaJobi, Inc..) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 110,000 owned after | $5.03 exercise price | 2010-03-10 | |
| 2010-03-08 | Paglinco Guy A Officer (VP and CFO) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 51,900 owned after | $5.03 exercise price | 2010-03-10 | |
| 2010-03-08 | CRAIN BRUCE G Director, Officer (PRESIDENT AND CEO) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,000 367,943 owned after | $5.03 exercise price | 2010-03-10 | |
| 2010-03-08 | GOLDFARB MARC S Officer (SVP AND GENERAL COUNSEL) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 85,000 owned after | $5.03 exercise price | 2010-03-10 | |
| 2010-02-24 | SCHAUB RICHARD F JR Officer (President -- Sassy, Inc.) | 4 | STOCK APPRECIATION RIGHTS Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $4.79 exercise price | 2010-04-16 | |
| 2009-08-14 | Paglinco Guy A Officer (VP and CFO) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 23,900 owned after | $5.34 exercise price | 2009-08-17 | |
| 2009-03-27 | CRAIN BRUCE G Director, Officer (PRESIDENT AND CEO) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +114,943 484,943 owned after | $1.36 exercise price | 2009-03-30 | |
| 2009-03-05 holding as of filing | Pepys-Lowe Renee Officer (President - CoCaLo, Inc.) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $1.53 exercise price | 2009-03-05 | ||
| 2009-03-05 holding as of filing | Bivona Lawrence Officer (President - LaJobi, Inc.) | 3 | Stock Appreciation Right Derivative · Direct | Holding | $1.53 exercise price | 2009-03-05 | ||
| 2009-02-24 | Hirsch Fritz Officer (PRESIDENT - SASSY) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 131,600 owned after | $1.53 exercise price | 2009-02-26 | |
| 2009-02-24 | Levin Michael Dov Officer (PRES & CEO - KIDS LINE) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 390,100 owned after | $1.53 exercise price | 2009-02-26 | |
| 2009-02-24 | GOLDFARB MARC S Officer (SVP AND GENERAL COUNSEL) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 94,700 owned after | $1.53 exercise price | 2009-02-26 | |
| 2009-02-24 | CRAIN BRUCE G Director, Officer (PRESIDENT AND CEO) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 370,000 owned after | $1.53 exercise price | 2009-02-26 | |
| 2008-10-06 | Paglinco Guy A Officer (VP/CHIEF ACCTING OFFICER) | 4 | STOCK APPRECIATION RIGHT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,900 23,900 owned after | $6.43 exercise price | 2008-10-08 | |
| 2006-11-06 holding as of filing | Robertsen Lauren Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2006-11-06 | |
| 2006-11-06 holding as of filing | Posner Daniel Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2006-11-06 |