KID BRANDS, INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-03-19: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Inducement grant of 200,000 non-qualified stock options to the Company's President and CEO made outside of issuer's Equity Incentive Plan.; Date of first sale 2013-03-15; Total offering amount $302,000.
- 2012-09-27: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Inducement grant of stock appreciation rights to 2 executive officers made outside of issuer's Equity Incentive Plan (due to limited number of shares available for grant thereunder); Date of first sale 2012-09-14; Total offering amount $800,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-03-19 | Rule 506 | Equity; OptionToAcquire; Inducement grant of 200,000 non-qualified stock options to the Company's President and CEO made outside of issuer's Equity Incentive Plan. | 2013-03-15 | $302,000 | $0 | $302,000 | 1 |
| 2012-09-27 | Rule 506 | Equity; OptionToAcquire; Inducement grant of stock appreciation rights to 2 executive officers made outside of issuer's Equity Incentive Plan (due to limited number of shares available for grant thereunder) | 2012-09-14 | $800,000 | $0 | $800,000 | 2 |