KEMET Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-11: Reporting owner PLATINUM EQUITY LLC | Platinum Equity Partners II, LLC | Platinum Equity Capital Partners II LP | Platinum Equity Investment Holdings II, LLC | K Holdings, LLC | Gores Tom | K EQUITY, LLC; Form 4; Security Warrant (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2011-05-31: Reporting owner Platinum Equity Capital Partners II LP | Platinum Equity Partners II, LLC | Platinum Equity Investment Holdings II, LLC | K Holdings, LLC | PLATINUM EQUITY LLC | K EQUITY, LLC | Gores Tom; Form 4; Security Warrant (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2010-12-20: Reporting owner Gores Tom | K Holdings, LLC | Platinum Equity Investment Holdings II, LLC | K EQUITY, LLC | Platinum Equity Capital Partners II LP | Platinum Equity Partners II, LLC | PLATINUM EQUITY LLC; Form 4; Security Warrant (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2010-12-20: Reporting owner Gores Tom | K Holdings, LLC | Platinum Equity Investment Holdings II, LLC | K EQUITY, LLC | Platinum Equity Capital Partners II LP | Platinum Equity Partners II, LLC | PLATINUM EQUITY LLC; Form 4; Security Warrant (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-11 | PLATINUM EQUITY LLC | Platinum Equity Partners II, LLC | Platinum Equity Capital Partners II LP | Platinum Equity Investment Holdings II, LLC | K Holdings, LLC | Gores Tom | K EQUITY, LLC | | | | | | | 4 | Warrant (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −8,416,814 0 owned after | $1.05 exercise price | 2017-09-13 | |
| 2011-05-31 | Platinum Equity Capital Partners II LP | Platinum Equity Partners II, LLC | Platinum Equity Investment Holdings II, LLC | K Holdings, LLC | PLATINUM EQUITY LLC | K EQUITY, LLC | Gores Tom | | | | | | | 4 | Warrant (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −7,538,062 8,416,814 owned after | $1.05 exercise price | 2011-05-31 | |
| 2010-12-20 | Gores Tom | K Holdings, LLC | Platinum Equity Investment Holdings II, LLC | K EQUITY, LLC | Platinum Equity Capital Partners II LP | Platinum Equity Partners II, LLC | PLATINUM EQUITY LLC | | | | | | | 4 | Warrant (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | 17,371,045 owned after | $1.05 exercise price | 2010-12-20 | |
| 2010-12-20 | Gores Tom | K Holdings, LLC | Platinum Equity Investment Holdings II, LLC | K EQUITY, LLC | Platinum Equity Capital Partners II LP | Platinum Equity Partners II, LLC | PLATINUM EQUITY LLC | | | | | | | 4 | Warrant (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | 15,954,876 owned after | $1.05 exercise price | 2010-12-20 | |
| 2009-10-02 holding as of filing | K Holdings, LLC | Platinum Equity Partners II, LLC | Gores Tom | Platinum Equity Investment Holdings II, LLC | K FINANCING, LLC | K EQUITY, LLC | PLATINUM EQUITY LLC | Platinum Equity Capital Partners II LP | | | | | | | | 3/A | Warrant (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2009-10-02 | ||
| 2009-07-10 holding as of filing | K EQUITY, LLC | 3 | Warrant (right to buy) Derivative · Direct | Holding | $0.50 exercise price | 2009-07-10 |