KEMET Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-08-09: Reporting owner Vetralla Stefano; Form 4/A; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-08-09: Reporting owner Vetralla Stefano; Form 4/A; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-08-09: Reporting owner Vetralla Stefano; Form 4/A; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-08-09: Reporting owner Vetralla Stefano; Form 4/A; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-08-09 | Vetralla Stefano Officer (VP, Chief Human Resources) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $1.92 exercise price | 2017-08-31 | |
| 2017-08-09 | Vetralla Stefano Officer (VP, Chief Human Resources) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $4.47 exercise price | 2017-08-31 | |
| 2017-08-09 | Vetralla Stefano Officer (VP, Chief Human Resources) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $8.64 exercise price | 2017-08-31 | |
| 2017-08-09 | Vetralla Stefano Officer (VP, Chief Human Resources) | 4/A | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $9.22 exercise price | 2017-08-31 | |
| 2017-08-04 | Assaf Ronald James Officer (Sr VP, General Counsel & Sec) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,667 0 owned after | $4.47 exercise price | 2017-08-07 | |
| 2017-08-04 | Assaf Ronald James Officer (Sr VP, General Counsel & Sec) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 0 owned after | $12.12 exercise price | 2017-08-07 | |
| 2017-05-22 | LOOF PER OLOF Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,045 0 owned after | $4.38 exercise price | 2017-05-22 | |
| 2017-05-22 | LOOF PER OLOF Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,667 0 owned after | $4.38 exercise price | 2017-05-22 | |
| 2017-05-19 | LOOF PER OLOF Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,622 0 owned after | $4.38 exercise price | 2017-05-22 | |
| 2017-05-16 | Lollini Claudio Officer (Senior VP, Sales Marketing) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $4.47 exercise price | 2017-05-17 | |
| 2017-05-16 | Lollini Claudio Officer (Senior VP, Sales Marketing) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $8.64 exercise price | 2017-05-17 | |
| 2017-05-16 | Lollini Claudio Officer (Senior VP, Sales Marketing) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $9.22 exercise price | 2017-05-17 | |
| 2017-05-16 | Lollini Claudio Officer (Senior VP, Sales Marketing) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $4.64 exercise price | 2017-05-17 | |
| 2017-05-15 | LOWE WILLIAM M JR Officer (Exec VP and CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 0 owned after | $8.31 exercise price | 2017-05-17 | |
| 2017-05-15 | LOWE WILLIAM M JR Officer (Exec VP and CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $1.71 exercise price | 2017-05-17 | |
| 2017-05-15 | Meeks Charles C. JR Officer (Senior Vice President, Ceramic) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $1.71 exercise price | 2017-05-17 | |
| 2017-02-27 | Meier Andreas Officer (Senior VP--F&E Bus Group) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $4.47 exercise price | 2017-02-28 | |
| 2017-02-27 | Barkal Susan Berish Officer (VP Quality, CCO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $1.92 exercise price | 2017-02-28 | |
| 2017-02-27 | Barkal Susan Berish Officer (VP Quality, CCO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $4.47 exercise price | 2017-02-28 | |
| 2017-02-27 | Assaf Ronald James Officer (Sr VP, General Counsel & Sec) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $4.47 exercise price | 2017-02-28 |