Kadmon Holdings, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-08-01: Reporting owner Tananbaum Steven A. | GOLDENTREE ASSET MANAGEMENT LP | GoldenTree Asset Management LLC; Form 4; Security 5% Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2016-08-01: Reporting owner Tananbaum Steven A. | GOLDENTREE ASSET MANAGEMENT LP | GoldenTree Asset Management LLC; Form 4; Security 5% Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2016-08-01: Reporting owner Tananbaum Steven A. | GOLDENTREE ASSET MANAGEMENT LP | GoldenTree Asset Management LLC; Form 4; Security 5% Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2016-08-01: Reporting owner Tananbaum Steven A. | GOLDENTREE ASSET MANAGEMENT LP | GoldenTree Asset Management LLC; Form 4; Security 5% Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-08-01 | Tananbaum Steven A. | GOLDENTREE ASSET MANAGEMENT LP | GoldenTree Asset Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | 5% Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | 2,969 owned after | no price filed | 2016-08-03 | |
| 2016-08-01 | Tananbaum Steven A. | GOLDENTREE ASSET MANAGEMENT LP | GoldenTree Asset Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | 5% Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | 14,773 owned after | no price filed | 2016-08-03 | |
| 2016-08-01 | Tananbaum Steven A. | GOLDENTREE ASSET MANAGEMENT LP | GoldenTree Asset Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | 5% Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | 558 owned after | no price filed | 2016-08-03 | |
| 2016-08-01 | Tananbaum Steven A. | GOLDENTREE ASSET MANAGEMENT LP | GoldenTree Asset Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | 5% Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | 1,220 owned after | no price filed | 2016-08-03 | |
| 2016-08-01 | Tananbaum Steven A. | GOLDENTREE ASSET MANAGEMENT LP | GoldenTree Asset Management LLC 10% Owner | 10% Owner | 10% Owner | 4 | 5% Convertible Preferred Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | 788 owned after | no price filed | 2016-08-03 |