Kadmon Holdings, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2014-07-31: Federal exemption Rule 506(c); Types of securities offered Equity; Date of first sale 2014-07-25; Total offering amount $50,000,000.
- 2012-08-30: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-08-23; Total offering amount $50,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2014-07-31 | Rule 506(c) | Equity | 2014-07-25 | $50,000,000 | $5,690,000 | $44,310,000 | 3 |
| 2012-08-30 | Rule 506 | Equity | 2012-08-23 | $50,000,000 | $4,744,220 | $45,255,780 | 3 |