JOHNSON CONTROLS INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-03-16: Reporting owner Strayer Jacqueline F; Form 4; Security 6.50% Convertible Senior Notes; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-03-16: Reporting owner Kreh Susan M; Form 4; Security 6.50% Convertible Senior Notes; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-03-16: Reporting owner VALANJU SUBHASH S; Form 4; Security 6.50% Convertible Senior Notes; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2009-03-16: Reporting owner MCDONALD R BRUCE; Form 4; Security 6.50% Convertible Senior Notes; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-03-16 | Strayer Jacqueline F Officer (Vice President) | 4 | 6.50% Convertible Senior Notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $25,000.00 | 2009-10-05 | |
| 2009-03-16 | Kreh Susan M Officer (Vice Pres. & Corp. Controller) | 4 | 6.50% Convertible Senior Notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +600 600 owned after | $30,000.00 | 2009-03-17 | |
| 2009-03-16 | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | 6.50% Convertible Senior Notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +400 400 owned after | $20,000.00 | 2009-03-17 | |
| 2009-03-16 | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | 6.50% Convertible Senior Notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,000 12,000 owned after | $500,000.00 | 2009-03-17 | |
| 2009-03-16 | Strayer Jacqueline F Officer (Vice President) | 4 | 6.50% Convertible Senior Notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 500 owned after | $25,000.00 | 2009-03-17 | |
| 2009-03-16 | Harvey Charles A Officer (Vice President) | 4 | 6.50% Convertible Senior Notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | $50,000.00 | 2009-03-17 | |
| 2009-03-16 | MYERS C DAVID Officer (Vice President) | 4 | 6.50% Convertible Senior Notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,000 6,000 owned after | $200,000.00 | 2009-03-17 |