JEFFERIES GROUP LLC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-19: Reporting owner FRIEDMAN BRIAN P; Form 4; Security Common Stock (Restricted Stock Units); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-19: Reporting owner HANDLER RICHARD B; Form 4; Security Common Stock (Restricted Stock Units); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-19 | FRIEDMAN BRIAN P Director, Officer (Chairman, Executive Committee) | 4 | Common Stock (Restricted Stock Units) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,490,421 7,654,131 owned after | $15.66 | 2012-09-21 | |
| 2012-09-19 | HANDLER RICHARD B Director, Officer (Chairman and CEO) | 4 | Common Stock (Restricted Stock Units) Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,490,421 14,703,125 owned after | $15.66 | 2012-09-21 |