ISECURETRAC CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 108 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-30: Reporting owner Michel Peter Alexander; Form 4; Security Common Stock Warrant 1; Transaction J Other acquisition or disposition (describe transaction).
- 2011-11-30: Reporting owner Michel Peter Alexander; Form 4; Security Common Stock Warrant 2; Transaction J Other acquisition or disposition (describe transaction).
- 2011-11-30: Reporting owner Michel Peter Alexander; Form 4; Security Common Stock Warrant 5; Transaction J Other acquisition or disposition (describe transaction).
- 2011-11-30: Reporting owner Michel Peter Alexander; Form 4; Security Common Stock Warrant 6; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 1 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,057 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 2 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,058 owned after | $3.08 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 5 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,059 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 6 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,060 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 7 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,061 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 8 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,062 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 9 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,063 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 11 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,064 owned after | $3.15 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 32 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,065 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 33 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,066 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 34 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,067 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 35 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,068 owned after | $3.15 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 67 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,069 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 68 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,070 owned after | $3.15 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 17 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,071 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 18 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,072 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 39 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,073 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 41 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,074 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 42 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,075 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 47 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,076 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 49 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,077 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 50 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,078 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stcck Warrant 73 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,079 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 74 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,080 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 75 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,081 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 80 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,082 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Common Stock Warrant 82 Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1 26,083 owned after | $2.30 exercise price | 2011-12-02 | |
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 1 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 2 Derivative · Direct | Holding | $3.08 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 5 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 6 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 7 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 8 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 9 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 11 Derivative · Direct | Holding | $3.15 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 32 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 33 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 34 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 35 Derivative · Direct | Holding | $3.15 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 67 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 68 Derivative · Direct | Holding | $3.15 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 17 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 18 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 39 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 41 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 42 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 47 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 49 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 50 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 73 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 74 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 75 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 80 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Common Stock Warrant 82 Derivative · Direct | Holding | $2.30 exercise price | 2011-11-30 | ||
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 1 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −34,713 208,887 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 2 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −14,250 85,750 owned after | $3.08 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 5 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,850 17,150 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 6 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,850 17,150 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 7 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,422 14,578 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 8 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −285 1,715 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 9 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −142 858 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 11 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,137 12,863 owned after | $3.15 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 32 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −1,425 8,575 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 33 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −1,425 8,575 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 34 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −1,425 8,575 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 35 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −1,009 6,075 owned after | $3.15 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 67 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −17,812 107,188 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 68 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −475 2,859 owned after | $3.15 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 17 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −285 1,715 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 18 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −285 1,715 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 39 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −71 429 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 41 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −71 429 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 42 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −71 429 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 47 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −214 1,286 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 49 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −214 1,286 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 50 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −214 1,286 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 73 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,850 17,150 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 74 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,850 17,150 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 75 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −2,850 17,150 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 80 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −285 1,715 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | SAMMONS ENTERPRISES, INC. | CONSOLIDATED INVESTMENT SERVICES, INC. | Sammons Enterprises, Inc. Employee Stock Ownership Trust 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant 82 Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −285 1,715 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 1 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −243,600 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 2 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $3.08 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 5 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 6 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 7 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −17,000 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 8 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,000 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 9 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 11 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | $3.15 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 32 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 33 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 34 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 35 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,084 0 owned after | $3.15 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 67 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −125,000 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 68 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,334 0 owned after | $3.15 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 17 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,000 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 18 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,000 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 39 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −500 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 41 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −500 0 owned after | $2.30 exercise price | 2011-11-30 | |
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Common Stock Warrant 42 Derivative · Direct | J Other acquisition or disposition (describe transaction) | −500 0 owned after | $2.30 exercise price | 2011-11-30 |