ISECURETRAC CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-28: Reporting owner KANNE ROGER; Form 4; Security Series D 8% Cumulative, Compounding Exch Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-09-28: Reporting owner KANNE ROGER; Form 4; Security Series C 8% Cumulative, Compounding Exch Preferred Stock; Transaction C Conversion of derivative security.
- 2012-09-28: Reporting owner KANNE ROGER; Form 4; Security Series D 8% Cumulative, Compounding Exch Preferred Stock; Transaction C Conversion of derivative security.
- 2012-09-28: Reporting owner SCHWALLER JOSEPH MICHAEL; Form 4; Security Series D 8% Cumulative, Compounding Exch Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-28 | KANNE ROGER Director, 10% Owner | 4 | Series D 8% Cumulative, Compounding Exch Preferred Stock Derivative · Indirect · by IST Holdings, LLC | P Open market or private purchase of non-derivative or derivative security | +156,066 3,065,224 owned after | no price filed | 2012-10-02 | |
| 2012-09-28 | KANNE ROGER Director, 10% Owner | 4 | Series C 8% Cumulative, Compounding Exch Preferred Stock Derivative · Indirect · by IST Holdings, LLC | C Conversion of derivative security | −1,470,799 1,594,425 owned after | no price filed | 2012-10-02 | |
| 2012-09-28 | KANNE ROGER Director, 10% Owner | 4 | Series D 8% Cumulative, Compounding Exch Preferred Stock Derivative · Indirect · by IST Holdings, LLC | C Conversion of derivative security | −1,594,425 0 owned after | no price filed | 2012-10-02 | |
| 2012-09-28 | SCHWALLER JOSEPH MICHAEL Director, 10% Owner | 4 | Series D 8% Cumulative, Compounding Exch Preferred Stock Derivative · Indirect · by IST Holdings, LLC | P Open market or private purchase of non-derivative or derivative security | +156,066 3,065,224 owned after | no price filed | 2012-10-02 | |
| 2012-09-28 | SCHWALLER JOSEPH MICHAEL Director, 10% Owner | 4 | Series C 8% Cumulative, Compounding Exch Preferred Stock Derivative · Indirect · by IST Holdings, LLC | C Conversion of derivative security | −1,470,799 1,594,425 owned after | no price filed | 2012-10-02 | |
| 2012-09-28 | SCHWALLER JOSEPH MICHAEL Director, 10% Owner | 4 | Series D 8% Cumulative, Compounding Exch Preferred Stock Derivative · Indirect · by IST Holdings, LLC | C Conversion of derivative security | −1,594,425 0 owned after | no price filed | 2012-10-02 | |
| 2012-09-28 | IST Holdings, LLC 10% Owner | 4 | Series D 8% Cumulative Compounding Exch Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +156,066 3,065,224 owned after | no price filed | 2012-10-02 | |
| 2012-09-28 | IST Holdings, LLC 10% Owner | 4 | Series C 8% Cumulative Compounding Exch Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,470,799 1,594,425 owned after | no price filed | 2012-10-02 | |
| 2012-09-28 | IST Holdings, LLC 10% Owner | 4 | Series D 8% Cumulative Compounding Exch Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,594,425 0 owned after | no price filed | 2012-10-02 | |
| 2012-08-29 | IST Holdings, LLC 10% Owner | 4 | Series C 8% Cumulative Compounding Exch Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,470,799 1,470,799 owned after | no price filed | 2012-08-31 | |
| 2012-08-29 | IST Holdings, LLC 10% Owner | 4 | Series D 8% Cumulative Compounding Exch Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,438,359 2,909,185 owned after | no price filed | 2012-08-31 | |
| 2012-08-29 | KANNE ROGER Director, 10% Owner | 4 | Series C 8% Cumulative Compounding Exch Preferred Stock Derivative · Indirect · By IST Holdings, LLC | P Open market or private purchase of non-derivative or derivative security | +1,470,799 1,470,799 owned after | no price filed | 2012-08-31 | |
| 2012-08-29 | KANNE ROGER Director, 10% Owner | 4 | Series D 8% Cumulative Compounding Exch Preferred Stock Derivative · Indirect · By IST Holdings, LLC | P Open market or private purchase of non-derivative or derivative security | +1,438,359 2,909,185 owned after | no price filed | 2012-08-31 | |
| 2012-08-29 | SCHWALLER JOSEPH MICHAEL Director, 10% Owner | 4 | Series C 8% Cumulative Compounding Exch Preferred Stock Derivative · Indirect · By IST Holdings, LLC | P Open market or private purchase of non-derivative or derivative security | +1,470,799 1,470,799 owned after | no price filed | 2012-08-31 | |
| 2012-08-29 | SCHWALLER JOSEPH MICHAEL Director, 10% Owner | 4 | Series D 8% Cumulative, Compounding Exch Preferred Stock Derivative · Indirect · By IST Holdings, LLC | P Open market or private purchase of non-derivative or derivative security | +1,438,359 2,909,185 owned after | no price filed | 2012-08-31 | |
| 2011-11-30 | Michel Peter Alexander Director, Officer (President & CEO) | 4 | Series C 8% Cumulative Compounding Exch Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +26,056 26,056 owned after | no price filed | 2011-12-02 | |
| 2011-11-30 holding as of filing | Sammons Enterprises, Inc. Employee Stock Ownership Trust | CONSOLIDATED INVESTMENT SERVICES, INC. | SAMMONS ENTERPRISES, INC. | Crestpark LP, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D 8% Cum., Compounding Exchangeable Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-30 | ||
| 2011-11-30 holding as of filing | MH Imports, Inc. 10% Owner | 3 | Series C 8% Cumulative Compounding Exch Preferred Stock Derivative · Direct | Holding | no price filed | 2011-11-30 | ||
| 2011-11-30 | Mykonos 6420 LP | Herakles Investments, Inc. | Sponsor Investments, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series C 8% Cum. Compounding Exchngble Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,588,163 0 owned after | $0.00 | 2011-11-30 |