Intersect ENT, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-11-26: Reporting owner MEIER RICHARD A; Form 4; Security Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-11-05: Reporting owner Binney Robert H Jr; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-11-05: Reporting owner Binney Robert H Jr; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-11-05: Reporting owner Binney Robert H Jr; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-11-26 | MEIER RICHARD A Officer (EVP & Chief Financial Officer) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,852 74,852 owned after | $21.60 exercise price | 2019-11-29 | |
| 2019-11-05 | Binney Robert H Jr Officer (Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,687 0 owned after | $21.06 exercise price | 2019-11-07 | |
| 2019-11-05 | Binney Robert H Jr Officer (Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 1,042 owned after | $18.90 exercise price | 2019-11-07 | |
| 2019-11-05 | Binney Robert H Jr Officer (Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,875 7,000 owned after | $13.05 exercise price | 2019-11-07 | |
| 2019-09-30 | GALLAHUE KIERAN Director, Officer (Executive Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,387 82,387 owned after | $17.01 exercise price | 2019-10-02 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −44,625 0 owned after | $33.95 exercise price | 2019-07-26 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,625 44,625 owned after | $33.95 exercise price | 2019-07-26 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,688 0 owned after | $28.58 exercise price | 2019-07-26 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,688 19,688 owned after | $28.58 exercise price | 2019-07-26 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $21.06 exercise price | 2019-07-26 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $21.06 exercise price | 2019-07-26 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −196,875 0 owned after | $18.90 exercise price | 2019-07-26 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +196,875 196,875 owned after | $18.90 exercise price | 2019-07-26 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,500 0 owned after | $13.05 exercise price | 2019-07-26 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,500 45,500 owned after | $13.05 exercise price | 2019-07-26 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,333 0 owned after | $1.20 exercise price | 2019-07-26 | |
| 2019-07-24 | Earnhardt Lisa D Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,333 48,333 owned after | $1.20 exercise price | 2019-07-26 | |
| 2019-07-22 | West Thomas A. Director, Officer (President and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,960 97,960 owned after | $20.44 exercise price | 2019-07-24 | |
| 2019-07-22 | West Thomas A. Director, Officer (President and CEO) | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +427,147 427,147 owned after | $20.44 exercise price | 2019-07-24 | |
| 2019-06-13 | Stimson Susan P Officer (Chief Strategy Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −350 6,550 owned after | $13.05 exercise price | 2019-06-17 | |
| 2019-06-04 | Mead Dana G Jr. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,172 5,172 owned after | $23.02 exercise price | 2019-06-06 | |
| 2019-06-04 | VERNON W ANTHONY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,172 5,172 owned after | $23.02 exercise price | 2019-06-06 | |
| 2019-06-04 | MOLL FREDERIC H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,172 5,172 owned after | $23.02 exercise price | 2019-06-06 | |
| 2019-06-04 | Lucchese Cynthia L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,172 5,172 owned after | $23.02 exercise price | 2019-06-06 | |
| 2019-06-04 | Kline Teresa L. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,172 5,172 owned after | $23.02 exercise price | 2019-06-06 | |
| 2019-05-15 | Earnhardt Lisa D Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,500 140,000 owned after | $13.05 exercise price | 2019-05-17 | |
| 2019-05-10 | Stimson Susan P Officer (Chief Strategy Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,350 6,900 owned after | $13.05 exercise price | 2019-05-14 | |
| 2019-05-07 | GALLAHUE KIERAN Director, Officer (Executive Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,096 180,096 owned after | $25.10 exercise price | 2019-05-08 | |
| 2019-05-06 | Lehman David Aaron Officer (General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 76,000 owned after | $18.00 exercise price | 2019-05-08 | |
| 2019-04-29 | Lehman David Aaron Officer (General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 85,000 owned after | $18.00 exercise price | 2019-05-01 | |
| 2019-04-29 | Stimson Susan P Officer (Chief Strategy Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $21.06 exercise price | 2019-05-01 | |
| 2019-04-15 | Earnhardt Lisa D Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 149,500 owned after | $13.05 exercise price | 2019-04-17 | |
| 2019-04-15 | Earnhardt Lisa D Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,016 48,333 owned after | $1.20 exercise price | 2019-04-17 | |
| 2019-04-10 | Stimson Susan P Officer (Chief Strategy Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,000 owned after | $18.90 exercise price | 2019-04-12 | |
| 2019-04-02 | HILLEMAN JERYL L Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,491 58,509 owned after | $18.90 exercise price | 2019-04-03 | |
| 2019-04-02 | HILLEMAN JERYL L Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,709 30,625 owned after | $13.05 exercise price | 2019-04-03 | |
| 2019-04-01 | HILLEMAN JERYL L Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 35,334 owned after | $13.05 exercise price | 2019-04-03 | |
| 2019-01-18 holding as of filing | Binney Robert H Jr Officer (Chief Commercial Officer) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $35.90 exercise price | 2019-01-18 | ||
| 2019-01-18 holding as of filing | Binney Robert H Jr Officer (Chief Commercial Officer) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $21.06 exercise price | 2019-01-18 | ||
| 2019-01-18 holding as of filing | Binney Robert H Jr Officer (Chief Commercial Officer) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $18.90 exercise price | 2019-01-18 | ||
| 2019-01-18 holding as of filing | Binney Robert H Jr Officer (Chief Commercial Officer) | 3 | Stock Options (Right to buy) Derivative · Direct | Holding | $13.05 exercise price | 2019-01-18 | ||
| 2019-01-16 | Stimson Susan P Officer (Chief Strategy Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,500 24,500 owned after | $28.58 exercise price | 2019-01-18 | |
| 2019-01-16 | Lehman David Aaron Officer (General Counsel) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $28.58 exercise price | 2019-01-18 | |
| 2019-01-16 | Earnhardt Lisa D Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157,500 157,500 owned after | $28.58 exercise price | 2019-01-18 | |
| 2019-01-16 | Binney Robert H Jr Officer (Chief Commercial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,500 24,500 owned after | $28.58 exercise price | 2019-01-18 | |
| 2019-01-16 | HILLEMAN JERYL L Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,000 56,000 owned after | $28.58 exercise price | 2019-01-18 | |
| 2019-01-16 | CARSCADDEN GWEN R. Officer (Chief People Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $28.58 exercise price | 2019-01-18 | |
| 2019-01-16 | VERNON W ANTHONY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,220 3,220 owned after | $28.58 exercise price | 2019-01-18 | |
| 2019-01-16 | MOLL FREDERIC H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,220 3,220 owned after | $28.58 exercise price | 2019-01-18 | |
| 2019-01-16 | Lucchese Cynthia L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,220 3,220 owned after | $28.58 exercise price | 2019-01-18 | |
| 2019-01-16 | Kline Teresa L. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,220 3,220 owned after | $28.58 exercise price | 2019-01-18 |