Intersect ENT, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-04: Reporting owner Anderson Rick D; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-04: Reporting owner Tansey Casey M; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-04: Reporting owner MOLL FREDERIC H; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-04: Reporting owner Mead Dana G Jr.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-04 | Anderson Rick D Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $16.53 exercise price | 2014-09-26 | |
| 2014-09-04 | Tansey Casey M Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $16.53 exercise price | 2014-09-26 | |
| 2014-09-04 | MOLL FREDERIC H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $16.53 exercise price | 2014-09-26 | |
| 2014-09-04 | Mead Dana G Jr. Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $16.53 exercise price | 2014-09-26 | |
| 2014-09-04 | de Clercq Casper L. Director, 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $16.53 exercise price | 2014-09-26 | |
| 2014-08-06 | MOLL FREDERIC H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $6.20 exercise price | 2014-08-07 | |
| 2014-08-06 | MOLL FREDERIC H Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.20 exercise price | 2014-08-07 | |
| 2014-07-23 holding as of filing | Lucchese Cynthia L Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $11.12 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | MOLL FREDERIC H Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.48 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | MOLL FREDERIC H Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.72 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | MOLL FREDERIC H Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | MOLL FREDERIC H Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $6.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | HILLEMAN JERYL L Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $11.12 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Binney Robert H Jr Officer (Vice President, Sales) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.08 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Binney Robert H Jr Officer (Vice President, Sales) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Binney Robert H Jr Officer (Vice President, Sales) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stimson Susan P Officer (Vice President, Marketing) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.00 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stimson Susan P Officer (Vice President, Marketing) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.72 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stimson Susan P Officer (Vice President, Marketing) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.72 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stimson Susan P Officer (Vice President, Marketing) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.72 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stimson Susan P Officer (Vice President, Marketing) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stimson Susan P Officer (Vice President, Marketing) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Kaufman Richard E Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Kaufman Richard E Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stambaugh James Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.48 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stambaugh James Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.48 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stambaugh James Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.72 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stambaugh James Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.72 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stambaugh James Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.72 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stambaugh James Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Stambaugh James Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Earnhardt Lisa D Director, Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Earnhardt Lisa D Director, Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Wolbeck Amy Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.00 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Wolbeck Amy Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.72 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Wolbeck Amy Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.72 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Wolbeck Amy Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.72 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Wolbeck Amy Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 | ||
| 2014-07-23 holding as of filing | Wolbeck Amy Officer (See Remarks) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.20 exercise price | 2014-07-23 |