INTERLEUKIN GENETICS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows, 51 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-04-19: Reporting owner Toutain Stephan; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-01-25: Reporting owner KORNMAN KENNETH S; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-01-25: Reporting owner Carbeau Mark B; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-01-25: Reporting owner WEAVER JAMES M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-04-19 | Toutain Stephan Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +182,547 182,547 owned after | $0.10 exercise price | 2017-05-12 | |
| 2017-01-25 | KORNMAN KENNETH S Director, Officer (President and CSO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,625,746 3,625,746 owned after | $0.12 exercise price | 2017-01-26 | |
| 2017-01-25 | Carbeau Mark B Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,278,653 1,278,653 owned after | $0.12 exercise price | 2017-01-26 | |
| 2017-01-25 | WEAVER JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +168,450 168,450 owned after | $0.12 exercise price | 2017-01-26 | |
| 2017-01-25 | Mills William C. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +168,450 168,450 owned after | $0.12 exercise price | 2017-01-26 | |
| 2017-01-25 | Toutain Stephan Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +365,093 365,093 owned after | $0.12 exercise price | 2017-01-26 | |
| 2016-10-20 | Carbeau Mark B Director, Officer (CEO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.18 exercise price | 2016-11-07 | |
| 2016-10-20 | Carbeau Mark B Director, Officer (CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.18 exercise price | 2016-10-21 | |
| 2016-10-20 | Toutain Stephan Officer (Chief Commercial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,738,933 3,738,933 owned after | $0.18 exercise price | 2016-10-21 | |
| 2016-01-27 | WEAVER JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.05 exercise price | 2016-01-29 | |
| 2016-01-27 | Mills William C. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.05 exercise price | 2016-01-28 | |
| 2016-01-27 | KORNMAN KENNETH S Director, Officer (President and CSO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.05 exercise price | 2016-01-28 | |
| 2015-12-14 | KORNMAN KENNETH S Director, Officer (President and CSO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.07 exercise price | 2015-12-15 | |
| 2015-04-06 | Carbeau Mark B Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,245,227 14,245,227 owned after | $0.15 exercise price | 2015-04-08 | |
| 2015-01-22 | KORNMAN KENNETH S Director, Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,030,000 2,030,000 owned after | $0.26 exercise price | 2015-01-26 | |
| 2015-01-22 | Snyder Scott A. Officer (Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +660,000 660,000 owned after | $0.26 exercise price | 2015-01-26 | |
| 2014-03-31 | WEAVER JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.35 exercise price | 2014-04-04 | |
| 2013-10-22 | Mills William C. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $0.38 exercise price | 2013-10-24 | |
| 2013-10-22 | Snyder Scott A. Officer (Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +675,000 675,000 owned after | $0.38 exercise price | 2013-10-24 | |
| 2013-10-22 | Lurier Eliot M Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.38 exercise price | 2013-10-24 | |
| 2013-10-22 | KORNMAN KENNETH S Director, Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,250,000 2,250,000 owned after | $0.38 exercise price | 2013-10-24 | |
| 2013-01-02 | Snyder Scott A. Officer (Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.29 exercise price | 2013-01-03 | |
| 2012-12-21 | Lurier Eliot M Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.34 exercise price | 2012-12-21 | |
| 2012-12-21 | KORNMAN KENNETH S Director, Officer (See Remarks) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.34 exercise price | 2012-12-21 | |
| 2011-05-06 | KORNMAN KENNETH S Director, Officer (Chief Scientific Officer/Pres.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.46 exercise price | 2011-05-09 | |
| 2011-03-23 | Lurier Eliot M Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.36 exercise price | 2011-03-25 | |
| 2011-02-14 | BENDER LEWIS H Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.32 exercise price | 2011-02-16 | |
| 2010-04-29 | Mills William C. III Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.67 exercise price | 2010-04-30 | |
| 2010-04-06 | KORNMAN KENNETH S Director, Officer (Chief Scientific Officer/Pres.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.75 exercise price | 2010-04-08 | |
| 2010-04-06 | Lurier Eliot M Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.75 exercise price | 2010-04-08 | |
| 2010-03-17 | CHOWNING MARY E Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.98 exercise price | 2010-04-05 | |
| 2010-03-17 | CHOWNING MARY E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.92 exercise price | 2010-03-19 | |
| 2010-01-21 | BENDER LEWIS H Director, Officer (CHIEF EXECUTIVE OFFICE) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.89 exercise price | 2010-01-22 | |
| 2009-03-13 | Lurier Eliot M Officer (Chief Financial Officer) | 4 | Stock Option, Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.27 exercise price | 2009-03-16 | |
| 2008-11-12 | KORNMAN KENNETH S Director, Officer (President and Chief Sci. Off.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.48 exercise price | 2008-11-14 | |
| 2008-07-24 | CHOWNING MARY E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.45 exercise price | 2008-07-28 | |
| 2008-04-30 | Lurier Eliot M Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $1.49 exercise price | 2008-06-19 | |
| 2008-01-22 | BENDER LEWIS H Officer (Chief Executive Officer) | 4 | Stock Option, Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −500,000 500,000 owned after | $1.06 exercise price | 2008-01-29 | |
| 2006-12-22 | KORNMAN KENNETH S Director | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.04 | 2006-12-27 | |
| 2006-08-16 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 57,000 owned after | $0.50 exercise price | 2006-08-17 | |
| 2006-08-15 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 67,000 owned after | $0.50 exercise price | 2006-08-17 | |
| 2006-07-19 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,000 77,000 owned after | $0.50 exercise price | 2006-07-20 | |
| 2006-07-18 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 89,000 owned after | $0.50 exercise price | 2006-07-19 | |
| 2006-07-17 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,000 109,000 owned after | $0.50 exercise price | 2006-07-19 | |
| 2006-06-16 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +26,500 117,000 owned after | $0.50 exercise price | 2006-06-19 | |
| 2006-06-15 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,500 143,500 owned after | $0.50 exercise price | 2006-06-19 | |
| 2006-05-22 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,700 157,000 owned after | $0.50 exercise price | 2006-05-23 | |
| 2006-05-19 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,800 162,700 owned after | $0.50 exercise price | 2006-05-23 | |
| 2006-05-18 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,500 169,500 owned after | $0.50 exercise price | 2006-05-19 | |
| 2006-05-16 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 189,000 owned after | $0.50 exercise price | 2006-05-18 | |
| 2005-05-17 | REILLY PHILIP R Director | 4 | Option to Buy (Common Stock) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 175,000 owned after | $0.50 exercise price | 2006-05-19 |