INTERLEUKIN GENETICS INC Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-17: Reporting owner ALTICOR INC | PYXIS INNOVATIONS INC | SOLSTICE HOLDINGS INC | Alticor Global Holdings Inc.; Form 4; Security Convertible Promissory Notes; Transaction C Conversion of derivative security.
- 2012-04-13: Reporting owner ALTICOR INC | Alticor Global Holdings Inc. | PYXIS INNOVATIONS INC | SOLSTICE HOLDINGS INC; Form 4; Security Convertible Promissory Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-09-30: Reporting owner PYXIS INNOVATIONS INC | Alticor Global Holdings Inc. | ALTICOR INC | SOLSTICE HOLDINGS INC; Form 4/A; Security Convertible Promissory Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-02-01: Reporting owner PYXIS INNOVATIONS INC | Alticor Global Holdings Inc. | ALTICOR INC | SOLSTICE HOLDINGS INC; Form 4/A; Security Convertible Promissory Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-17 | ALTICOR INC | PYXIS INNOVATIONS INC | SOLSTICE HOLDINGS INC | Alticor Global Holdings Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Notes Derivative · Direct | C Conversion of derivative security | −14,316,255 0 owned after | $5.68 exercise price | 2013-05-21 | |
| 2012-04-13 | ALTICOR INC | Alticor Global Holdings Inc. | PYXIS INNOVATIONS INC | SOLSTICE HOLDINGS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000,000 30,695,245 owned after | $5.68 exercise price | 2012-07-03 | |
| 2010-09-30 | PYXIS INNOVATIONS INC | Alticor Global Holdings Inc. | ALTICOR INC | SOLSTICE HOLDINGS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | 30,097,404 owned after | $5.68 exercise price | 2010-10-04 | |
| 2010-02-01 | PYXIS INNOVATIONS INC | Alticor Global Holdings Inc. | ALTICOR INC | SOLSTICE HOLDINGS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | 29,745,185 owned after | $5.68 exercise price | 2010-10-04 | |
| 2009-11-09 | PYXIS INNOVATIONS INC | Alticor Global Holdings Inc. | ALTICOR INC | SOLSTICE HOLDINGS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | 29,392,966 owned after | $5.68 exercise price | 2010-10-04 | |
| 2009-05-29 | PYXIS INNOVATIONS INC | Alticor Global Holdings Inc. | ALTICOR INC | SOLSTICE HOLDINGS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | 29,040,747 owned after | $5.68 exercise price | 2010-10-04 | |
| 2008-06-11 | PYXIS INNOVATIONS INC | Alticor Global Holdings Inc. | ALTICOR HOLDINGS INC | ALTICOR INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | $0.64 exercise price | 2008-06-13 | ||
| 2008-06-11 | PYXIS INNOVATIONS INC | Alticor Global Holdings Inc. | ALTICOR HOLDINGS INC | ALTICOR INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | $5.68 exercise price | 2008-06-13 | ||
| 2008-06-10 | PYXIS INNOVATIONS INC | Alticor Global Holdings Inc. | SOLSTICE HOLDINGS INC | ALTICOR INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | 30,454,965 owned after | $5.68 exercise price | 2011-11-10 | |
| 2008-06-10 | PYXIS INNOVATIONS INC | Alticor Global Holdings Inc. | ALTICOR INC | SOLSTICE HOLDINGS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Convertible Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | 28,864,637 owned after | $5.68 exercise price | 2010-10-04 | |
| 2007-12-17 | PYXIS INNOVATIONS INC | ALTICOR HOLDINGS INC | Alticor Global Holdings Inc. | ALTICOR INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Convertible Promissory Notes Derivative · Direct | C Conversion of derivative security | $0.64 exercise price | 2007-12-19 |