INTERCLOUD SYSTEMS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-22: Reporting owner Miller Charles Kenneth III; Form 4; Security Warrant to purchase Common Stock; Transaction Holding.
- 2013-08-08: Reporting owner MUNRO MARK E/NJ; Form 4; Security Warrant to purchase Common Stock; Transaction Holding.
- 2013-04-01: Reporting owner AMERICAN FINANCIAL GROUP INC; Form 3; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2011-12-28: Reporting owner ALLEGHANY CORP /DE | YZT Management LLC | TOLEDANO UDI | ALLEGHANY CAPITAL Corp | UTA Capital LLC; Form 4; Security Warrants to Purchase Common Stock (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-22 holding as of filing | Miller Charles Kenneth III Director | 4 | Warrant to purchase Common Stock Derivative · Direct | Holding | 2,014 owned after | $500.00 exercise price | 2013-08-22 | |
| 2013-08-08 holding as of filing | MUNRO MARK E/NJ Director, Officer (Chairman and CEO), 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | Holding | 2,014 owned after | $500.00 exercise price | 2013-08-08 | |
| 2013-04-01 holding as of filing | AMERICAN FINANCIAL GROUP INC 10% Owner | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | $1.25 exercise price | 2013-04-01 | ||
| 2011-12-28 | ALLEGHANY CORP /DE | YZT Management LLC | TOLEDANO UDI | ALLEGHANY CAPITAL Corp | UTA Capital LLC 10% Owner | | | 10% Owner | 10% Owner | 4 | Warrants to Purchase Common Stock (Right to Buy) Derivative · Indirect · By UTA Capital LLC | J Other acquisition or disposition (describe transaction) | +4,562,869 25,515,250 owned after | $0.02 exercise price | 2012-02-14 | |
| 2010-09-17 holding as of filing | ALLEGHANY CAPITAL Corp | YZT Management LLC | ALLEGHANY CORP /DE | TOLEDANO UDI | UTA Capital LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants to Purchase Common Stock (Right to Buy) Derivative · Indirect · By UTA Capital LLC | Holding | $0.15 exercise price | 2010-09-17 |