INTERCLOUD SYSTEMS, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-03-04: Reporting owner SHOOKER DOUGLAS R; Form 4; Security Convertible Promissory Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-06-02: Reporting owner Jadevaia Frank; Form 3/A; Security Convertible Promissory Note; Transaction Holding.
- 2014-03-28: Reporting owner SHOOKER DOUGLAS R; Form 4; Security Convertible Promissory Note; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-03-04 | SHOOKER DOUGLAS R 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +748,942 1,767,024 owned after | $11,238,272.00 | 2015-03-20 | |
| 2014-06-02 holding as of filing | Jadevaia Frank Officer (President) | 3/A | Convertible Promissory Note Derivative · Direct | Holding | $16.99 exercise price | 2014-06-02 | ||
| 2014-03-28 | SHOOKER DOUGLAS R 10% Owner | 4 | Convertible Promissory Note Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,018,082 1,018,082 owned after | $6,475,000.00 | 2014-05-01 |