IntelGenx Technologies Corp. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-12: Reporting owner Boudreau Bernard; Form 4; Security Option, right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-06-11: Reporting owner Paiement Nadine; Form 4; Security Options (right to buy) p.v.0.00001; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-11: Reporting owner Paiement Nadine; Form 4; Security Options (right to buy) p.v.0.00001; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-11: Reporting owner Paiement Nadine; Form 4; Security Options (right to buy) p.v.0.00001; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-12 | Boudreau Bernard Director | 4 | Option, right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 175,000 owned after | $0.58 exercise price | 2018-07-13 | |
| 2018-06-11 | Paiement Nadine Officer (VP Research and Development) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 114,992 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Paiement Nadine Officer (VP Research and Development) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 154,985 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Paiement Nadine Officer (VP Research and Development) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 194,977 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Paiement Nadine Officer (VP Research and Development) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 234,970 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Matzen Dana Officer (VP Business & Corp. Developmen) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 239,992 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Matzen Dana Officer (VP Business & Corp. Developmen) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 279,985 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Matzen Dana Officer (VP Business & Corp. Developmen) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 319,977 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Matzen Dana Officer (VP Business & Corp. Developmen) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 359,970 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Godin Andre Officer (EVP and CFO) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 664,992 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Godin Andre Officer (EVP and CFO) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 729,985 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Godin Andre Officer (EVP and CFO) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 794,977 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Godin Andre Officer (EVP and CFO) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 859,970 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Zerbe Horst G Director, Officer (President and CEO) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 119,977 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Zerbe Horst G Director, Officer (President and CEO) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 214,954 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Zerbe Horst G Director, Officer (President and CEO) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 309,931 owned after | $0.76 exercise price | 2018-06-13 | |
| 2018-06-11 | Zerbe Horst G Director, Officer (President and CEO) | 4 | Options (right to buy) p.v.0.00001 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 404,908 owned after | $0.76 exercise price | 2018-06-13 |