INTEGRATED ENVIRONMENTAL TECHNOLOGIES, LTD. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-07-26: Reporting owner Davis Christopher Stamer; Form 3; Security Warrant (Right to Buy); Transaction Holding.
- 2016-07-26: Reporting owner Davis Christopher Stamer; Form 3; Security Warrant (Right to Buy); Transaction Holding.
- 2016-07-26: Reporting owner Davis Christopher Stamer; Form 3; Security Warrant (Right to Buy); Transaction Holding.
- 2016-07-26: Reporting owner Davis Christopher Stamer; Form 3; Security Warrant (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-07-26 holding as of filing | Davis Christopher Stamer 10% Owner | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $0.07 exercise price | 2016-07-26 | ||
| 2016-07-26 holding as of filing | Davis Christopher Stamer 10% Owner | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $0.10 exercise price | 2016-07-26 | ||
| 2016-07-26 holding as of filing | Davis Christopher Stamer 10% Owner | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $0.04 exercise price | 2016-07-26 | ||
| 2016-07-26 holding as of filing | Davis Christopher Stamer 10% Owner | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $0.01 exercise price | 2016-07-26 | ||
| 2012-08-17 | Kinsey E Wayne Director, 10% Owner | 4 | Warrant (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,125,000 3,125,000 owned after | $0.20 exercise price | 2012-08-23 | |
| 2011-12-27 | LAVANCE DAVID R JR Director, Officer (President and CEO) | 4 | Warrant (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −909,091 909,091 owned after | $0.07 exercise price | 2011-12-30 | |
| 2011-12-27 | GIFFORD THOMAS S Officer (Executive VP, CFO & Secretary) | 4 | Warrant (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +909,091 909,091 owned after | $0.07 exercise price | 2011-12-30 | |
| 2011-10-27 | KUBACKI RAYMOND C JR Director | 4 | Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +468,750 468,750 owned after | $0.20 exercise price | 2011-12-30 | |
| 2011-05-23 | LAVANCE DAVID R JR Director, Officer (President and CEO) | 4 | Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,100,000 3,100,000 owned after | $0.09 exercise price | 2011-12-30 | |
| 2011-05-23 | GIFFORD THOMAS S Officer (Executive VP, CFO & Secretary) | 4 | Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,100,000 3,100,000 owned after | $0.09 exercise price | 2011-12-30 | |
| 2011-04-21 | DUNHAM VALGENE L Director | 4 | Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +969,697 969,697 owned after | $0.07 exercise price | 2012-01-03 | |
| 2011-04-21 | LAVANCE DAVID R JR Director, Officer (President and CEO) | 4 | Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,818,182 1,818,182 owned after | $0.07 exercise price | 2011-12-30 | |
| 2011-04-21 | KUBACKI RAYMOND C JR Director | 4 | Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,818,182 1,818,182 owned after | $0.07 exercise price | 2011-12-30 | |
| 2010-12-09 | McAdoo Capital, Inc. | McAdoo Zachary | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · By Zanett Opportunity Fund, Ltd. | P Open market or private purchase of non-derivative or derivative security | +1,500,000 1,500,000 owned after | $0.20 exercise price | 2010-12-23 | |
| 2010-12-06 | Zanett Opportunity Fund, Ltd. | McAdoo Capital, Inc. | McAdoo Zachary 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · By Zanett Opportunity Fund, Ltd. | X Exercise of in-the-money or at-the-money derivative security | −1,500,000 3,400,000 owned after | $0.10 exercise price | 2010-12-08 | |
| 2010-10-08 | McAdoo Zachary | Zanett Opportunity Fund, Ltd. | McAdoo Capital, Inc. 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · By Zanett Opportunity Fund, Ltd. | X Exercise of in-the-money or at-the-money derivative security | −1,000,000 4,900,000 owned after | $0.10 exercise price | 2010-10-12 | |
| 2009-10-14 holding as of filing | McAdoo Zachary | McAdoo Capital, Inc. | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Direct · (m) | Holding | $0.10 exercise price | 2009-10-14 | ||
| 2009-10-14 holding as of filing | McAdoo Zachary | McAdoo Capital, Inc. | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Direct · (m) | Holding | $0.20 exercise price | 2009-10-14 | ||
| 2009-10-14 holding as of filing | McAdoo Zachary | McAdoo Capital, Inc. | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | $0.10 exercise price | 2009-10-14 | ||
| 2009-10-14 holding as of filing | McAdoo Zachary | McAdoo Capital, Inc. | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | $0.20 exercise price | 2009-10-14 |