INTEGRATED ENVIRONMENTAL TECHNOLOGIES, LTD. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-07-26: Reporting owner Davis Christopher Stamer; Form 3; Security 12% Convertible Debenture; Transaction Holding.
- 2016-07-26: Reporting owner Davis Christopher Stamer; Form 3; Security 10% Secured Convertible Debenture; Transaction Holding.
- 2012-08-21: Reporting owner McAdoo Capital, Inc. | McAdoo Zachary | Zanett Opportunity Fund, Ltd.; Form 5; Security 8% Convertible Debenture; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2012-08-21: Reporting owner McAdoo Capital, Inc. | McAdoo Zachary | Zanett Opportunity Fund, Ltd.; Form 5; Security 8% Convertible Secured Promissory Note; Transaction H Expiration (or cancellation) of long derivative position with value received.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-07-26 holding as of filing | Davis Christopher Stamer 10% Owner | 3 | 12% Convertible Debenture Derivative · Direct | Holding | $0.07 exercise price | 2016-07-26 | ||
| 2016-07-26 holding as of filing | Davis Christopher Stamer 10% Owner | 3 | 10% Secured Convertible Debenture Derivative · Direct | Holding | $0.01 exercise price | 2016-07-26 | ||
| 2012-08-21 | McAdoo Capital, Inc. | McAdoo Zachary | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 5 | 8% Convertible Debenture Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | $0.10 exercise price | 2013-02-14 | ||
| 2012-08-21 | McAdoo Capital, Inc. | McAdoo Zachary | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 5 | 8% Convertible Secured Promissory Note Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | $0.10 exercise price | 2013-02-14 | ||
| 2012-08-21 | McAdoo Capital, Inc. | McAdoo Zachary | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 5 | 8% Convertible Debenture Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $0.10 exercise price | 2013-02-14 | ||
| 2012-08-17 | Kinsey E Wayne Director, 10% Owner | 4 | 8% Convertible Debenture Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.10 exercise price | 2012-08-23 | |
| 2012-08-17 | Kinsey E Wayne Director, 10% Owner | 4 | 8% Convertible Secured Promissory Note Derivative · Direct | C Conversion of derivative security | 0 owned after | $0.10 exercise price | 2012-08-23 | |
| 2011-09-28 | McAdoo Capital, Inc. | McAdoo Zachary | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 4 | 8% Convertible Debenture Derivative · Indirect · By Zanett Opportunity Fund, Ltd. | P Open market or private purchase of non-derivative or derivative security | $100,000.00 | 2011-10-03 | ||
| 2011-09-23 | Kinsey E Wayne Director | 4 | 8% Convertible Secured Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $400,000.00 | 2012-03-29 | ||
| 2011-07-07 | Kinsey E Wayne Director | 4 | 8% Convertible Secured Promissory Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +154,820 154,820 owned after | $150,000.00 | 2012-03-29 | |
| 2011-06-27 | Zanett Opportunity Fund, Ltd. | McAdoo Capital, Inc. | McAdoo Zachary 10% Owner | 10% Owner | 10% Owner | 4/A | 8% Convertible Debenture Derivative · Indirect · By Zanett Opportunity Fund, Ltd. | P Open market or private purchase of non-derivative or derivative security | $376,125.00 | 2012-02-21 | ||
| 2011-06-27 | Zanett Opportunity Fund, Ltd. | McAdoo Zachary | McAdoo Capital, Inc. 10% Owner | 10% Owner | 10% Owner | 4 | 8% Convertible Debenture Derivative · Indirect · By Zanett Opportunity Fund, Ltd. | P Open market or private purchase of non-derivative or derivative security | $376,125.00 | 2011-07-25 | ||
| 2009-12-31 | McAdoo Zachary | McAdoo Capital, Inc. | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 4 | 12% Convertible Debentures due 2009 Derivative · Direct · (m) | C Conversion of derivative security | 0 owned after | $0.10 exercise price | 2010-01-14 | |
| 2009-12-31 | McAdoo Zachary | McAdoo Capital, Inc. | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 4 | 12% Convertible Debentures due 2009 Derivative · Indirect · (m) | C Conversion of derivative security | 0 owned after | $0.10 exercise price | 2010-01-14 | |
| 2009-10-14 holding as of filing | McAdoo Zachary | McAdoo Capital, Inc. | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 3 | 12% Convertible Debentures due 2009 Derivative · Direct · (m) | Holding | $0.10 exercise price | 2009-10-14 | ||
| 2009-10-14 holding as of filing | McAdoo Zachary | McAdoo Capital, Inc. | Zanett Opportunity Fund, Ltd. 10% Owner | 10% Owner | 10% Owner | 3 | 12% Convertible Debentures due 2009 Derivative · Indirect · (m) | Holding | $0.10 exercise price | 2009-10-14 |