InsPro Technologies Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows, 28 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-04-20: Reporting owner CO-INVESTMENT FUND II, L.P.; Form 4; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-10-06: Reporting owner Independence Health Group, Inc. | Independence Blue Cross, LLC | AmeriHealth, Inc.; Form 4; Security Series B Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-09-18: Reporting owner CO-INVESTMENT FUND II, L.P.; Form 4; Security Series B Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-09-18: Reporting owner Walters Edmond; Form 4; Security Series B Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-04-20 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $2.00 | 2017-04-26 | |
| 2015-10-06 | Independence Health Group, Inc. | Independence Blue Cross, LLC | AmeriHealth, Inc. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +333,333 2,500,000 owned after | no price filed | 2015-10-08 | |
| 2015-09-18 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +696,475 1,827,186 owned after | no price filed | 2015-10-23 | |
| 2015-09-18 | Walters Edmond Director | 4 | Series B Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +166,666 3,333,320 owned after | no price filed | 2015-10-23 | |
| 2013-09-12 | Independence Blue Cross 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 43,333,340 owned after | no price filed | 2013-09-13 | |
| 2012-11-20 | Tecce Frederick C. Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +333,333 22,614,220 owned after | no price filed | 2012-11-30 | |
| 2012-11-20 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +333,333 22,614,220 owned after | no price filed | 2012-11-30 | |
| 2012-11-20 | CALDWELL DONALD R Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +333,333 22,614,220 owned after | no price filed | 2012-11-30 | |
| 2010-12-22 | Tecce Frederick C. Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +797,378 15,947,560 owned after | no price filed | 2010-12-27 | |
| 2010-12-22 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +797,378 15,947,560 owned after | no price filed | 2010-12-27 | |
| 2010-12-22 | CALDWELL DONALD R Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +797,378 15,947,560 owned after | no price filed | 2010-12-27 | |
| 2010-11-29 | Independence Blue Cross 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 33,333,340 owned after | no price filed | 2010-12-01 | |
| 2010-03-26 | Verdi Anthony Director, Officer (CFO and COO) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,250 1,250 owned after | no price filed | 2010-03-30 | |
| 2010-03-26 | Tecce Frederick C. Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +250,000 1,250,000 owned after | no price filed | 2010-03-30 | |
| 2010-03-26 | Soltoff Paul Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,250 1,250 owned after | no price filed | 2010-03-30 | |
| 2010-03-26 | Rich Sanford Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,250 1,250 owned after | no price filed | 2010-03-30 | |
| 2010-03-26 | Oakes Robert J Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,250 1,250 owned after | no price filed | 2010-03-30 | |
| 2010-03-26 | Harrison John Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,250 1,250 owned after | no price filed | 2010-03-30 | |
| 2010-03-26 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 1,250,000 owned after | no price filed | 2010-03-30 | |
| 2010-03-26 | CALDWELL DONALD R Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +250,000 1,250,000 owned after | no price filed | 2010-03-30 | |
| 2009-01-15 | CALDWELL DONALD R Director, 10% Owner | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $4.00 | 2009-11-02 | |
| 2009-01-15 | CALDWELL DONALD R Director, 10% Owner | 4/A | Warrant to Purchase Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $4,000,000.00 | 2009-11-02 | |
| 2009-01-15 | Tecce Frederick C. Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $4.00 | 2009-01-20 | |
| 2009-01-15 | Tecce Frederick C. Director, 10% Owner | 4 | Warrant to Purchase Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $4,000,000.00 | 2009-01-20 | |
| 2009-01-15 | CALDWELL DONALD R Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $4.00 | 2009-01-20 | |
| 2009-01-15 | CALDWELL DONALD R Director, 10% Owner | 4 | Warrant to Purchase Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $4,000,000.00 | 2009-01-20 | |
| 2009-01-15 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $4.00 | 2009-01-20 | |
| 2009-01-15 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Warrant to Purchase Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $4,000,000.00 | 2009-01-20 |