InsPro Technologies Corp Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows, 50 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-23: Reporting owner Azeez Michael; Form 3; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2015-10-23: Reporting owner Azeez Michael; Form 3; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2015-10-06: Reporting owner Independence Health Group, Inc. | Independence Blue Cross, LLC | AmeriHealth, Inc.; Form 4; Security Warrants to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-09-18: Reporting owner CO-INVESTMENT FUND II, L.P.; Form 4; Security Warrants to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-23 holding as of filing | Azeez Michael Director | 3 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | $0.15 exercise price | 2015-10-23 | ||
| 2015-10-23 holding as of filing | Azeez Michael Director | 3 | Warrant to Purchase Common Stock Derivative · Indirect · (m) | Holding | $0.15 exercise price | 2015-10-23 | ||
| 2015-10-06 | Independence Health Group, Inc. | Independence Blue Cross, LLC | AmeriHealth, Inc. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrants to Purchase Common Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +3,333,330 3,333,330 owned after | $0.15 exercise price | 2015-10-08 | |
| 2015-09-18 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Warrants to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,964,750 6,964,750 owned after | $0.15 exercise price | 2015-10-23 | |
| 2015-09-18 | Walters Edmond Director | 4 | Warrants to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,666,660 1,666,660 owned after | $0.15 exercise price | 2015-10-23 | |
| 2014-07-10 holding as of filing | Independence Blue Cross, LLC | Independence Health Group, Inc. | AmeriHealth, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Warrants to Purchase Common Stock Derivative · Indirect · See footnote | Holding | $0.15 exercise price | 2014-07-10 | ||
| 2014-07-01 | Independence Blue Cross 10% Owner | 4 | Warrants to Purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −21,666,670 0 owned after | $0.15 exercise price | 2014-07-03 | |
| 2013-09-12 | Independence Blue Cross 10% Owner | 4 | Warrants to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 21,666,670 owned after | $0.15 exercise price | 2013-09-13 | |
| 2012-11-20 | Tecce Frederick C. Director, 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +333,333 11,307,110 owned after | $0.15 | 2012-11-30 | |
| 2012-11-20 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +333,333 11,307,110 owned after | $0.15 | 2012-11-30 | |
| 2012-11-20 | CALDWELL DONALD R Director, 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +333,333 11,307,110 owned after | $0.15 | 2012-11-30 | |
| 2010-12-22 | Tecce Frederick C. Director, 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +797,378 7,973,780 owned after | $0.15 | 2010-12-27 | |
| 2010-12-22 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +797,378 7,973,780 owned after | $0.15 | 2010-12-27 | |
| 2010-12-22 | CALDWELL DONALD R Director, 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +797,378 7,973,780 owned after | $0.15 | 2010-12-27 | |
| 2010-11-29 | Independence Blue Cross 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 16,666,670 owned after | $0.15 | 2010-12-01 | |
| 2010-10-07 holding as of filing | Independence Blue Cross 10% Owner | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | $0.15 exercise price | 2010-10-07 | ||
| 2010-03-26 | Verdi Anthony Director, Officer (CFO and COO) | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $0.20 exercise price | 2010-03-30 | |
| 2010-03-26 | Tecce Frederick C. Director, 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +5,000,000 25,000,000 owned after | $0.20 exercise price | 2010-03-30 | |
| 2010-03-26 | Soltoff Paul Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $0.20 exercise price | 2010-03-30 | |
| 2010-03-26 | Rich Sanford Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $0.20 exercise price | 2010-03-30 | |
| 2010-03-26 | Oakes Robert J Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $0.20 exercise price | 2010-03-30 | |
| 2010-03-26 | Harrison John Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $0.20 exercise price | 2010-03-30 | |
| 2010-03-26 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000,000 25,000,000 owned after | $0.20 exercise price | 2010-03-30 | |
| 2010-03-26 | CALDWELL DONALD R Director, 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +5,000,000 25,000,000 owned after | $0.20 exercise price | 2010-03-30 | |
| 2009-02-09 holding as of filing | CALDWELL DONALD R Director, 10% Owner | 3/A | Warrant to Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $3.00 exercise price | 2009-02-09 | ||
| 2009-02-09 holding as of filing | CALDWELL DONALD R Director, 10% Owner | 3/A | Warrant to Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $0.80 exercise price | 2009-02-09 | ||
| 2008-06-30 holding as of filing | CO-INVESTMENT FUND II, L.P. 10% Owner | 3/A | Warrants to Purchase Common Stock Derivative · Indirect · (m) | Holding | $1.50 exercise price | 2008-06-30 | ||
| 2008-06-30 holding as of filing | CO-INVESTMENT FUND II, L.P. 10% Owner | 3/A | Warrants to Purchase Common Stock Derivative · Direct · (m) | Holding | $3.00 exercise price | 2008-06-30 | ||
| 2008-06-30 holding as of filing | CO-INVESTMENT FUND II, L.P. 10% Owner | 3/A | Warrants to Purchase Common Stock Derivative · Direct · (m) | Holding | $0.80 exercise price | 2008-06-30 | ||
| 2008-06-30 holding as of filing | CALDWELL DONALD R Director, 10% Owner | 3/A | Warrants to Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $1.50 exercise price | 2008-06-30 | ||
| 2008-06-30 holding as of filing | CALDWELL DONALD R Director, 10% Owner | 3/A | Warrants to Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $3.00 exercise price | 2008-06-30 | ||
| 2008-06-30 holding as of filing | CALDWELL DONALD R Director, 10% Owner | 3/A | Warrants to Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $0.80 exercise price | 2008-06-30 | ||
| 2008-04-10 holding as of filing | CO-INVESTMENT FUND II, L.P. 10% Owner | 3 | Warrants to Purchase Common Stock Derivative · Direct | Holding | $3.00 exercise price | 2008-04-10 | ||
| 2008-04-10 holding as of filing | CO-INVESTMENT FUND II, L.P. 10% Owner | 3 | Warrants to Purchase Common Stock Derivative · Direct | Holding | $0.80 exercise price | 2008-04-10 | ||
| 2008-04-10 holding as of filing | CALDWELL DONALD R Director, 10% Owner | 3/A | Warrants to Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $3.00 exercise price | 2008-04-10 | ||
| 2008-04-10 holding as of filing | CALDWELL DONALD R Director, 10% Owner | 3/A | Warrants to Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $0.80 exercise price | 2008-04-10 | ||
| 2008-04-03 holding as of filing | CALDWELL DONALD R Director, 10% Owner | 3 | Warrants to Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $3.00 exercise price | 2008-04-03 | ||
| 2008-04-03 holding as of filing | CALDWELL DONALD R Director, 10% Owner | 3 | Warrants to Purchase Common Stock Derivative · Indirect · See Footnote | Holding | $0.80 exercise price | 2008-04-03 | ||
| 2007-08-14 holding as of filing | Tecce Frederick C. Director | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | $1.50 exercise price | 2007-08-14 | ||
| 2007-08-14 | CLEMENS ALVIN H Director, Officer (Chairman and CEO) | 4 | Common Stock Warrants (right to buy) Derivative · Direct · (m) | G Bona fide gift | −500,000 0 owned after | $3.00 exercise price | 2007-08-14 | |
| 2007-08-14 | CLEMENS ALVIN H Director, Officer (Chairman and CEO) | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · (m) | G Bona fide gift | +500,000 0 owned after | $3.00 exercise price | 2007-08-14 | |
| 2007-03-30 | CLEMENS ALVIN H Director, Officer (Chairman and CEO) | 4 | Common Stock Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 500,000 owned after | $2.25 | 2007-04-02 | |
| 2007-02-02 | CLEMENS ALVIN H Director, Officer (Chairman and CEO) | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · (m) | G Bona fide gift | −125,000 0 owned after | $1.50 exercise price | 2007-02-05 | |
| 2007-02-02 | CLEMENS ALVIN H Director, Officer (Chairman and CEO) | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · (m) | G Bona fide gift | −375,000 0 owned after | $1.50 exercise price | 2007-02-05 | |
| 2007-02-02 | CLEMENS ALVIN H Director, Officer (Chairman and CEO) | 4 | Common Stock Warrants (right to buy) Derivative · Direct · (m) | G Bona fide gift | +125,000 125,000 owned after | $1.50 exercise price | 2007-02-05 | |
| 2007-02-02 | CLEMENS ALVIN H Director, Officer (Chairman and CEO) | 4 | Common Stock Warrants (right to buy) Derivative · Direct · (m) | G Bona fide gift | +375,000 375,000 owned after | $1.50 exercise price | 2007-02-05 | |
| 2006-06-26 | CLEMENS ALVIN H Director, Officer (Executive Chairman) | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +75,000 125,000 owned after | $0.40 | 2006-06-28 | |
| 2006-06-15 | CLEMENS ALVIN H Director, Officer (Executive Chairman) | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $225,000.00 | 2006-06-19 | |
| 2006-05-08 holding as of filing | Rich Sanford Director | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | $1.50 exercise price | 2006-05-08 | ||
| 2006-01-11 | Verdi Anthony Officer (Chief Financial Officer) | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $1.50 exercise price | 2006-02-23 |