INFORMATICA CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-02: Reporting owner CHAFFIN JANICE; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-26: Reporting owner BRIAN GENTILE; Form 4; Security Non-qualified stock option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-10-23: Reporting owner SEAWELL A BROOKE; Form 4; Security Incentive Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-08-30: Reporting owner BERTELSEN MARK A; Form 4/A; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-02 | CHAFFIN JANICE Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.91 | 2007-11-06 | |
| 2007-10-26 | BRIAN GENTILE Officer (EVP and CMO) | 4 | Non-qualified stock option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,166 45,834 owned after | $12.64 | 2007-10-30 | |
| 2007-10-23 | SEAWELL A BROOKE Director | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $0.38 | 2007-10-25 | |
| 2007-08-30 | BERTELSEN MARK A Director | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $4.51 exercise price | 2007-09-04 | |
| 2007-08-30 | BERTELSEN MARK A Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $4.51 exercise price | 2007-08-31 | |
| 2007-08-29 | BERTELSEN MARK A Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $4.51 exercise price | 2007-08-31 | |
| 2007-08-13 | CHAFFIN JANICE Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $6.91 exercise price | 2007-08-14 | |
| 2007-05-17 | BERTELSEN MARK A Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $15.04 exercise price | 2007-05-21 | |
| 2007-05-17 | CHAFFIN JANICE Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $15.04 exercise price | 2007-05-21 | |
| 2007-05-17 | PIDWELL DAVID Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $15.04 exercise price | 2007-05-21 | |
| 2007-05-17 | SEAWELL A BROOKE Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $15.04 exercise price | 2007-05-21 | |
| 2007-05-17 | SQUIRE GEOFFREY W Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $15.04 exercise price | 2007-05-21 | |
| 2007-05-17 | ROBEL CHARLES J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $15.04 exercise price | 2007-05-21 | |
| 2007-05-17 | YANKOWSKI CARL Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $15.04 exercise price | 2007-05-21 | |
| 2007-05-04 | PANCHA GIRISH Officer (Executive VP, Products) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 60,000 owned after | $7.90 exercise price | 2007-05-04 | |
| 2007-05-03 | PANCHA GIRISH Officer (Executive VP, Products) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 87,000 owned after | $7.90 exercise price | 2007-05-04 | |
| 2007-02-25 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 640,000 owned after | $7.90 exercise price | 2008-02-27 | |
| 2007-02-13 | SEAWELL A BROOKE Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 60,000 owned after | $0.38 exercise price | 2007-02-13 | |
| 2007-02-08 | PANCHA GIRISH Officer (Ex. VP of Products) | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 60,000 owned after | $7.90 exercise price | 2007-02-08 | |
| 2007-02-01 | PANCHA GIRISH Officer (Ex. VP of Products) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $12.64 exercise price | 2007-02-01 | |
| 2007-02-01 | HOFFMAN PAUL J Officer (EVP Worldwide Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $12.64 exercise price | 2007-02-01 | |
| 2007-02-01 | BRIAN GENTILE Officer (EVP and CMO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $12.64 exercise price | 2007-02-01 | |
| 2007-02-01 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $12.64 exercise price | 2007-02-01 | |
| 2007-02-01 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +320,000 320,000 owned after | $12.64 exercise price | 2007-02-01 | |
| 2007-01-30 | YANKOWSKI CARL Director | 4 | Non-Qualified Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,200 40,200 owned after | $7.56 exercise price | 2007-02-05 |