INFOBLOX INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-11: Reporting owner ANDERSEN JESPER; Form 4; Security Employee Stock Option (right to buy)(NQ); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-01: Reporting owner GEE DAVID NICHOLAS; Form 4; Security Employee Stock Option (right to buy)(NQ); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-10-09: Reporting owner Freitag Thorsten; Form 3; Security Employee Stock Option (right to buy)(NQ); Transaction Holding.
- 2014-09-23: Reporting owner Parekh Sohail M.; Form 4; Security Employee Stock Option (right to buy)(ISO); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-11 | ANDERSEN JESPER Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $17.74 exercise price | 2014-12-15 | |
| 2014-12-01 | GEE DAVID NICHOLAS Officer (Executive VP, Marketing) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 127,087 owned after | $16.00 exercise price | 2014-12-03 | |
| 2014-10-09 holding as of filing | Freitag Thorsten Officer (EVP, Worldwide Field Ops) | 3 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | Holding | $14.54 exercise price | 2014-10-09 | ||
| 2014-09-23 | Parekh Sohail M. Officer (Exec VP, Engineering) | 4 | Employee Stock Option (right to buy)(ISO) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,400 25,760 owned after | $2.49 exercise price | 2014-09-24 | |
| 2014-09-11 | Parekh Sohail M. Officer (Exec VP, Engineering) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $14.54 exercise price | 2014-09-12 | |
| 2014-09-11 | GEE DAVID NICHOLAS Officer (Executive VP, Marketing) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $14.54 exercise price | 2014-09-12 | |
| 2014-09-11 | Fulton Scott Officer (EVP, Product Strategy) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $14.54 exercise price | 2014-09-12 | |
| 2014-09-11 | CANESSA REMO Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $14.54 exercise price | 2014-09-12 | |
| 2014-06-11 | Fulton Scott Officer (EVP, Product Strategy) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $13.37 exercise price | 2014-06-13 | |
| 2014-06-11 | FASANO PHILIP Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $13.37 exercise price | 2014-06-13 | |
| 2014-05-01 | GEE DAVID NICHOLAS Officer (Executive VP, Marketing) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 137,087 owned after | $16.00 exercise price | 2014-05-05 | |
| 2014-04-01 | GEE DAVID NICHOLAS Officer (Executive VP, Marketing) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 142,087 owned after | $16.00 exercise price | 2014-04-02 | |
| 2014-03-20 | Parekh Sohail M. Officer (Exec VP, Engineering) | 4 | Employee Stock Option (right to buy)(ISO) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,050 27,898 owned after | $2.13 exercise price | 2014-03-21 | |
| 2014-03-20 | Parekh Sohail M. Officer (Exec VP, Engineering) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,624 0 owned after | $2.13 exercise price | 2014-03-21 | |
| 2014-03-03 | Gerson Fred Director | 4 | Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 55,666 owned after | $9.78 exercise price | 2014-03-05 | |
| 2014-03-03 | GEE DAVID NICHOLAS Officer (Executive VP, Marketing) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 147,087 owned after | $16.00 exercise price | 2014-03-05 | |
| 2014-02-03 | GEE DAVID NICHOLAS Officer (Executive VP, Marketing) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 152,087 owned after | $16.00 exercise price | 2014-02-04 | |
| 2014-01-09 | Phelps Daniel J Director | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 8,000 owned after | $18.45 exercise price | 2014-01-10 | |
| 2014-01-09 | Nye Wendell Stephen Officer (Exec VP, Product Strategy) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 114,591 owned after | $4.53 exercise price | 2014-01-10 | |
| 2014-01-02 | GEE DAVID NICHOLAS Officer (Executive VP, Marketing) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 160,420 owned after | $16.00 exercise price | 2014-01-03 |