INFOBLOX INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-21: Reporting owner Phelps Daniel J; Form 4; Security Employee Stock Option (right to buy)(NQ); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-21: Reporting owner MARSHALL FRANK; Form 4; Security Employee Stock Option (right to buy)(NQ); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-21: Reporting owner GOGUEN MICHAEL L; Form 4; Security Employee Stock Option (right to buy)(NQ); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-21: Reporting owner Gerson Fred; Form 4; Security Employee Stock Option (right to buy)(NQ); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-21 | Phelps Daniel J Director | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $18.45 exercise price | 2012-12-26 | |
| 2012-12-21 | MARSHALL FRANK Director | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $18.45 exercise price | 2012-12-26 | |
| 2012-12-21 | GOGUEN MICHAEL L Director, 10% Owner | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $18.45 exercise price | 2012-12-26 | |
| 2012-12-21 | Gerson Fred Director | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $18.45 exercise price | 2012-12-26 | |
| 2012-12-21 | Conigliaro Laura Director | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $18.45 exercise price | 2012-12-26 | |
| 2012-12-11 | Andrews Christopher J. Officer (EVP, Worldwide Field Ops) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $17.52 exercise price | 2012-12-13 | |
| 2012-10-11 | THOMAS ROBERT D Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy)(ISO) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −195,000 205,000 owned after | $1.68 exercise price | 2012-10-11 | |
| 2012-10-11 | Parekh Sohail M. Officer (Exec VP, Engineering) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 254,506 owned after | $2.49 exercise price | 2012-10-11 | |
| 2012-10-11 holding as of filing | Parekh Sohail M. Officer (Exec VP, Engineering) | 4 | Employee Stock Option (right to buy)(ISO) Derivative · Direct | Holding | 40,160 owned after | $2.49 exercise price | 2012-10-11 | |
| 2012-10-11 | Nye Wendell Stephen Officer (Exec VP, Product Strategy) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 294,591 owned after | $4.53 exercise price | 2012-10-11 | |
| 2012-10-11 holding as of filing | Nye Wendell Stephen Officer (Exec VP, Product Strategy) | 4 | Employee Stock Option (right to buy)(ISO) Derivative · Direct | Holding | 22,075 owned after | $4.53 exercise price | 2012-10-11 | |
| 2012-10-11 holding as of filing | CANESSA REMO Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy)(ISO) Derivative · Direct | Holding | 6,000 owned after | $1.68 exercise price | 2012-10-11 | |
| 2012-10-11 | Andrews Christopher J. Officer (EVP, Worldwide Field Ops) | 4 | Employee Stock Option (right to buy)(ISO) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 9,523 owned after | $1.68 exercise price | 2012-10-11 | |
| 2012-09-27 holding as of filing | Andrews Christopher J. Officer (EVP, Worldwide Field Ops) | 3 | Option - Right to Buy Derivative · Direct | Holding | $1.68 exercise price | 2012-09-27 | ||
| 2012-09-27 holding as of filing | Andrews Christopher J. Officer (EVP, Worldwide Field Ops) | 3 | Option - Right to Buy Derivative · Direct | Holding | $1.68 exercise price | 2012-09-27 | ||
| 2012-09-27 holding as of filing | Andrews Christopher J. Officer (EVP, Worldwide Field Ops) | 3 | Option - Right to Buy Derivative · Direct | Holding | $2.13 exercise price | 2012-09-27 | ||
| 2012-09-27 holding as of filing | Andrews Christopher J. Officer (EVP, Worldwide Field Ops) | 3 | Option - Right to Buy Derivative · Direct | Holding | $6.33 exercise price | 2012-09-27 | ||
| 2012-09-27 holding as of filing | Andrews Christopher J. Officer (EVP, Worldwide Field Ops) | 3 | Option - Right to Buy Derivative · Direct | Holding | $6.33 exercise price | 2012-09-27 | ||
| 2012-09-27 holding as of filing | Andrews Christopher J. Officer (EVP, Worldwide Field Ops) | 3 | Option - Right to Buy Derivative · Direct | Holding | $11.25 exercise price | 2012-09-27 | ||
| 2012-09-27 holding as of filing | Andrews Christopher J. Officer (EVP, Worldwide Field Ops) | 3 | Option - Right to Buy Derivative · Direct | Holding | $11.25 exercise price | 2012-09-27 | ||
| 2012-04-19 | GEE DAVID NICHOLAS Officer (Executive VP, Marketing) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $16.00 exercise price | 2012-04-23 | |
| 2012-04-19 holding as of filing | THOMAS ROBERT D Director, Officer (President and CEO) | 3 | Stock Option (right to purchase) Derivative · Direct | Holding | $1.68 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | THOMAS ROBERT D Director, Officer (President and CEO) | 3 | Stock Option (right to purchase) Derivative · Direct | Holding | $4.53 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | THOMAS ROBERT D Director, Officer (President and CEO) | 3 | Stock Option (right to purchase) Derivative · Direct | Holding | $9.12 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Smith Mark Stephen Officer (Exec VP, Worldwide Field Ops) | 3 | Stock option (right to buy) Derivative · Direct · (m) | Holding | $1.68 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Smith Mark Stephen Officer (Exec VP, Worldwide Field Ops) | 3 | Stock option (right to buy) Derivative · Direct · (m) | Holding | $2.13 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Smith Mark Stephen Officer (Exec VP, Worldwide Field Ops) | 3 | Stock option (right to buy) Derivative · Direct · (m) | Holding | $4.53 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Smith Mark Stephen Officer (Exec VP, Worldwide Field Ops) | 3 | Stock option (right to buy) Derivative · Direct · (m) | Holding | $9.12 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Smith Mark Stephen Officer (Exec VP, Worldwide Field Ops) | 3 | Stock option (right to buy) Derivative · Indirect · (m) | Holding | $1.41 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Smith Mark Stephen Officer (Exec VP, Worldwide Field Ops) | 3 | Stock option (right to buy) Derivative · Indirect · (m) | Holding | $1.47 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Smith Mark Stephen Officer (Exec VP, Worldwide Field Ops) | 3 | Stock option (right to buy) Derivative · Indirect · (m) | Holding | $2.01 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Smith Mark Stephen Officer (Exec VP, Worldwide Field Ops) | 3 | Stock option (right to buy) Derivative · Indirect · (m) | Holding | $2.49 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Smith Mark Stephen Officer (Exec VP, Worldwide Field Ops) | 3 | Stock option (right to buy) Derivative · Indirect · (m) | Holding | $2.13 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Smith Mark Stephen Officer (Exec VP, Worldwide Field Ops) | 3 | Stock option (right to buy) Derivative · Indirect · (m) | Holding | $4.53 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Parekh Sohail M. Officer (Exec VP, Engineering) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $2.49 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Parekh Sohail M. Officer (Exec VP, Engineering) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $2.13 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Parekh Sohail M. Officer (Exec VP, Engineering) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $9.66 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Parekh Sohail M. Officer (Exec VP, Engineering) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $9.12 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Nye Wendell Stephen Officer (Exec VP, Product Strategy) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $4.53 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Nye Wendell Stephen Officer (Exec VP, Product Strategy) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $9.66 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Nye Wendell Stephen Officer (Exec VP, Product Strategy) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $9.12 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Gerson Fred Director | 3 | Stock option (right to buy) Derivative · Direct | Holding | $9.78 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | Conigliaro Laura Director | 3 | Stock option (right to buy) Derivative · Direct | Holding | $11.25 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | CANESSA REMO Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $1.68 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | CANESSA REMO Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.13 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | CANESSA REMO Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.53 exercise price | 2012-04-19 | ||
| 2012-04-19 holding as of filing | CANESSA REMO Officer (Chief Financial Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $9.12 exercise price | 2012-04-19 | ||
| 2012-01-03 | CANESSA REMO Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy)(NQ) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,844 233,023 owned after | $4.53 exercise price | 2013-01-07 |