IBERIABANK CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-12: Reporting owner ARDOIN ELIZABETH A; Form 4; Security PHANTOM STOCK; Transaction I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities.
- 2016-06-18: Reporting owner PRICE MICHAEL SCOTT; Form 4; Security PHANTOM STOCK; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-05-22: Reporting owner MACKIE HADDON SPURGEON JR; Form 4; Security PHANTOM STOCK; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-05-05: Reporting owner WORLEY ROBERT BRUCE JR; Form 4; Security PHANTOM STOCK; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-12 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −1,503 0 owned after | $86.30 | 2016-12-13 | |
| 2016-06-18 | PRICE MICHAEL SCOTT Officer (CHIEF ACCOUNTING OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −420 0 owned after | no price filed | 2016-06-20 | |
| 2016-05-22 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −334 0 owned after | no price filed | 2016-05-23 | |
| 2016-05-05 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −519 0 owned after | no price filed | 2016-05-09 | |
| 2016-05-05 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −264 0 owned after | no price filed | 2016-05-09 | |
| 2016-04-16 | BRYAN J RANDOLPH Officer (EVP, CHIEF RISK OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −783 0 owned after | no price filed | 2016-04-18 | |
| 2016-04-12 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −212 0 owned after | no price filed | 2016-04-13 | |
| 2016-04-05 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −318 0 owned after | no price filed | 2016-04-06 | |
| 2016-03-20 | PRICE MICHAEL SCOTT Officer (CHIEF ACCOUNTING OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −197 0 owned after | no price filed | 2016-03-21 | |
| 2016-03-10 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PHANTOM STOCK Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | +2,935 2,935 owned after | $51.54 | 2016-03-14 | |
| 2016-03-10 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PHANTOM STOCK Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | +2,911 2,911 owned after | $51.54 | 2016-03-14 | |
| 2016-03-10 | Restel Anthony J Officer (SEVP, CHIEF FINANCIAL OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −488 0 owned after | no price filed | 2016-03-14 | |
| 2016-03-10 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −488 0 owned after | no price filed | 2016-03-14 | |
| 2016-03-10 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −343 0 owned after | no price filed | 2016-03-14 | |
| 2016-03-10 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −488 0 owned after | no price filed | 2016-03-14 | |
| 2016-03-10 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,965 0 owned after | no price filed | 2016-03-14 | |
| 2016-03-10 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −666 0 owned after | no price filed | 2016-03-14 | |
| 2016-03-10 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −190 0 owned after | no price filed | 2016-03-14 | |
| 2016-03-01 | KOTTLER ROBERT M Officer (EVP, DIR OF RETAIL & SMALL BUS) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −882 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −299 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | Restel Anthony J Officer (SEVP, CHIEF FINANCIAL OFFICER) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −574 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −569 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −293 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | KOTTLER ROBERT M Officer (EVP, DIR OF RETAIL & SMALL BUS) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −398 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −540 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,226 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | BRYAN J RANDOLPH Officer (EVP, CHIEF RISK OFFICER) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −361 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −775 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −361 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −233 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | Restel Anthony J Officer (SEVP, CHIEF FINANCIAL OFFICER) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −445 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −441 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −227 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | KOTTLER ROBERT M Officer (EVP, DIR OF RETAIL & SMALL BUS) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −309 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −418 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,725 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | BRYAN J RANDOLPH Officer (EVP, CHIEF RISK OFFICER) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −279 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −601 0 owned after | no price filed | 2016-03-02 | |
| 2016-03-01 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −279 0 owned after | no price filed | 2016-03-02 | |
| 2016-02-22 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −315 0 owned after | no price filed | 2016-02-23 | |
| 2016-02-22 | Restel Anthony J Officer (SEVP, CHIEF FINANCIAL OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −525 0 owned after | no price filed | 2016-02-23 | |
| 2016-02-22 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −579 0 owned after | no price filed | 2016-02-23 | |
| 2016-02-22 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −288 0 owned after | no price filed | 2016-02-23 | |
| 2016-02-22 | KOTTLER ROBERT M Officer (EVP, DIR OF RETAIL & SMALL BUS) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −369 0 owned after | no price filed | 2016-02-23 | |
| 2016-02-22 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −525 0 owned after | no price filed | 2016-02-23 | |
| 2016-02-22 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,782 0 owned after | no price filed | 2016-02-23 | |
| 2016-02-22 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −710 0 owned after | no price filed | 2016-02-23 | |
| 2016-02-22 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −369 0 owned after | no price filed | 2016-02-23 | |
| 2016-02-20 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −681 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-20 | Restel Anthony J Officer (SEVP, CHIEF FINANCIAL OFFICER) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,306 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-20 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,292 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-20 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −663 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-20 | KOTTLER ROBERT M Officer (EVP, DIR OF RETAIL & SMALL BUS) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −905 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-20 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,226 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-20 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,054 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-20 | BRYAN J RANDOLPH Officer (EVP, CHIEF RISK OFFICER) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −818 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-20 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,759 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-20 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −818 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-19 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −573 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-19 | Restel Anthony J Officer (SEVP, CHIEF FINANCIAL OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,074 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-19 | PRICE MICHAEL SCOTT Officer (CHIEF ACCOUNTING OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −258 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-19 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-19 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −511 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-19 | KOTTLER ROBERT M Officer (EVP, DIR OF RETAIL & SMALL BUS) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −715 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-19 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,074 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-19 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,563 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-19 | BRYAN J RANDOLPH Officer (EVP, CHIEF RISK OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −665 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-19 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,393 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-19 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −715 0 owned after | no price filed | 2016-02-22 | |
| 2016-02-18 | PRICE MICHAEL SCOTT Officer (CHIEF ACCOUNTING OFFICER) | 4/A | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,637 0 owned after | $0.00 | 2016-03-04 | |
| 2016-02-18 | PRICE MICHAEL SCOTT Officer (CHIEF ACCOUNTING OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,309 0 owned after | $0.00 | 2016-02-22 | |
| 2016-02-17 | PRICE MICHAEL SCOTT Officer (CHIEF ACCOUNTING OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −191 0 owned after | no price filed | 2016-02-18 | |
| 2016-01-01 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,513 0 owned after | no price filed | 2016-01-05 |