IBERIABANK CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-01: Reporting owner KOERNER JOHN E III; Form 4; Security PHANTOM STOCK; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-17: Reporting owner Restel Anthony J; Form 4; Security PHANTOM STOCK; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-17: Reporting owner DAVIS JOHN R; Form 4; Security PHANTOM STOCK; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-17: Reporting owner BROWN MICHAEL J; Form 4; Security PHANTOM STOCK; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-01 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73 73 owned after | $63.49 | 2015-12-02 | |
| 2015-11-17 | Restel Anthony J Officer (SEVP, CHIEF FINANCIAL OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −737 0 owned after | no price filed | 2015-11-19 | |
| 2015-11-17 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −737 0 owned after | no price filed | 2015-11-19 | |
| 2015-11-17 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −737 0 owned after | no price filed | 2015-11-19 | |
| 2015-11-17 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −426 0 owned after | no price filed | 2015-11-19 | |
| 2015-11-02 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76 76 owned after | $61.48 | 2015-11-03 | |
| 2015-10-02 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80 80 owned after | $58.14 | 2015-10-05 | |
| 2015-09-25 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 16 owned after | $57.83 | 2015-09-28 | |
| 2015-09-01 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79 79 owned after | $58.57 | 2015-09-02 | |
| 2015-08-03 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86 86 owned after | $64.54 | 2015-08-04 | |
| 2015-07-01 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54 54 owned after | $69.16 | 2015-07-02 | |
| 2015-06-18 | PRICE MICHAEL SCOTT Officer (CHIEF ACCOUNTING OFFICER) | 4/A | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −411 0 owned after | no price filed | 2015-08-27 | |
| 2015-06-18 | PRICE MICHAEL SCOTT Officer (CHIEF ACCOUNTING OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −409 0 owned after | no price filed | 2015-06-19 | |
| 2015-06-01 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58 58 owned after | $64.24 | 2015-06-03 | |
| 2015-05-22 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4/A | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −327 0 owned after | no price filed | 2015-08-27 | |
| 2015-05-22 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −325 0 owned after | no price filed | 2015-05-26 | |
| 2015-05-05 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4/A | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −507 0 owned after | no price filed | 2015-08-27 | |
| 2015-05-05 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −504 0 owned after | no price filed | 2015-05-06 | |
| 2015-05-05 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −258 0 owned after | no price filed | 2015-05-06 | |
| 2015-05-01 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61 61 owned after | $61.77 | 2015-05-04 | |
| 2015-04-16 | BRYAN J RANDOLPH Officer (EVP, CHIEF RISK OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −765 0 owned after | no price filed | 2015-04-17 | |
| 2015-04-12 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −206 0 owned after | no price filed | 2015-04-14 | |
| 2015-04-05 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −309 0 owned after | no price filed | 2015-04-07 | |
| 2015-04-02 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59 59 owned after | $63.39 | 2015-04-03 | |
| 2015-03-17 | PRICE MICHAEL SCOTT Officer (CHIEF ACCOUNTING OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −188 0 owned after | no price filed | 2015-03-18 | |
| 2015-03-10 | Restel Anthony J Officer (SEVP, CHIEF FINANCIAL OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −477 0 owned after | no price filed | 2015-03-11 | |
| 2015-03-10 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −477 0 owned after | no price filed | 2015-03-11 | |
| 2015-03-10 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −335 0 owned after | no price filed | 2015-03-11 | |
| 2015-03-10 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −477 0 owned after | no price filed | 2015-03-11 | |
| 2015-03-10 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,920 0 owned after | no price filed | 2015-03-11 | |
| 2015-03-10 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −650 0 owned after | no price filed | 2015-03-11 | |
| 2015-03-10 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −186 0 owned after | no price filed | 2015-03-11 | |
| 2015-03-02 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59 59 owned after | $63.05 | 2015-03-03 | |
| 2015-03-01 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −293 0 owned after | no price filed | 2015-08-27 | |
| 2015-03-01 | Restel Anthony J Officer (CHIEF FINANCIAL OFFICER) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −562 0 owned after | no price filed | 2015-08-27 | |
| 2015-03-01 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −556 0 owned after | no price filed | 2015-08-27 | |
| 2015-03-01 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −285 0 owned after | no price filed | 2015-08-27 | |
| 2015-03-01 | KOTTLER ROBERT M Officer (EVP, DIR OF RETAIL & SMALL BUS) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −389 0 owned after | no price filed | 2015-08-27 | |
| 2015-03-01 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −527 0 owned after | no price filed | 2015-08-27 | |
| 2015-03-01 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,173 0 owned after | no price filed | 2015-08-27 | |
| 2015-03-01 | BRYAN J RANDOLPH Officer (EVP, CHIEF RISK OFFICER) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −351 0 owned after | no price filed | 2015-08-27 | |
| 2015-03-01 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −756 0 owned after | no price filed | 2015-08-26 | |
| 2015-03-01 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4/A | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −351 0 owned after | no price filed | 2015-08-26 | |
| 2015-03-01 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −291 0 owned after | no price filed | 2015-03-03 | |
| 2015-03-01 | Restel Anthony J Officer (CHIEF FINANCIAL OFFICER) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −558 0 owned after | no price filed | 2015-03-03 | |
| 2015-03-01 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −552 0 owned after | no price filed | 2015-03-03 | |
| 2015-03-01 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −283 0 owned after | no price filed | 2015-03-03 | |
| 2015-03-01 | KOTTLER ROBERT M Officer (EVP, DIR OF RETAIL & SMALL BUS) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −387 0 owned after | no price filed | 2015-03-03 | |
| 2015-03-01 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +524 0 owned after | no price filed | 2015-03-03 | |
| 2015-03-01 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,160 0 owned after | no price filed | 2015-03-03 | |
| 2015-03-01 | BRYAN J RANDOLPH Officer (EVP, CHIEF RISK OFFICER) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −349 0 owned after | no price filed | 2015-03-03 | |
| 2015-03-01 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −751 0 owned after | no price filed | 2015-03-03 | |
| 2015-03-01 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PERFORMANCE UNITS Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −349 0 owned after | no price filed | 2015-03-03 | |
| 2015-03-01 | KOTTLER ROBERT M Officer (EVP, DIR OF RETAIL & SMALL BUS) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −861 0 owned after | no price filed | 2015-03-03 | |
| 2015-02-22 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −309 0 owned after | no price filed | 2015-02-23 | |
| 2015-02-22 | Restel Anthony J Officer (CHIEF FINANCIAL OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −514 0 owned after | no price filed | 2015-02-23 | |
| 2015-02-22 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −565 0 owned after | no price filed | 2015-02-23 | |
| 2015-02-22 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −283 0 owned after | no price filed | 2015-02-23 | |
| 2015-02-22 | KOTTLER ROBERT M Officer (EVP, DIR OF RETAIL & SMALL BUS) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −359 0 owned after | no price filed | 2015-02-23 | |
| 2015-02-22 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −514 0 owned after | no price filed | 2015-02-23 | |
| 2015-02-22 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,740 0 owned after | no price filed | 2015-02-23 | |
| 2015-02-22 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −694 0 owned after | no price filed | 2015-02-23 | |
| 2015-02-22 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −359 0 owned after | no price filed | 2015-02-23 | |
| 2015-02-20 | PRICE MICHAEL SCOTT Officer (CHIEF ACCOUNTING OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +959 0 owned after | $0.00 | 2015-02-23 | |
| 2015-02-19 | WORLEY ROBERT BRUCE JR Officer (EVP, GENERAL COUNSEL) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560 0 owned after | no price filed | 2015-02-20 | |
| 2015-02-19 | Restel Anthony J Officer (CHIEF FINANCIAL OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,049 0 owned after | no price filed | 2015-02-20 | |
| 2015-02-19 | PRICE MICHAEL SCOTT Officer (CHIEF ACCOUNTING OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −252 0 owned after | no price filed | 2015-02-20 | |
| 2015-02-19 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 0 owned after | no price filed | 2015-02-20 | |
| 2015-02-19 | MACKIE HADDON SPURGEON JR Officer (EVP, CHIEF CREDIT OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | no price filed | 2015-02-20 | |
| 2015-02-19 | KOTTLER ROBERT M Officer (EVP, DIR OF RETAIL & SMALL BUS) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 0 owned after | no price filed | 2015-02-20 | |
| 2015-02-19 | DAVIS JOHN R Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,049 0 owned after | no price filed | 2015-02-20 | |
| 2015-02-19 | BYRD DARYL G Officer (PRESIDENT, CEO) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,481 0 owned after | no price filed | 2015-02-20 | |
| 2015-02-19 | BRYAN J RANDOLPH Officer (EVP, CHIEF RISK OFFICER) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −650 0 owned after | no price filed | 2015-02-20 | |
| 2015-02-19 | BROWN MICHAEL J Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,361 0 owned after | no price filed | 2015-02-20 | |
| 2015-02-19 | ARDOIN ELIZABETH A Officer (SR EXECUTIVE VICE PRESIDENT) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 0 owned after | no price filed | 2015-02-20 | |
| 2015-02-02 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65 65 owned after | $57.89 | 2015-02-04 | |
| 2015-01-02 | KOERNER JOHN E III Director | 4 | PHANTOM STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59 59 owned after | $64.02 | 2015-01-06 | |
| 2015-01-01 | PARKER JEFFERSON G Officer (VICE CHAIRMAN) | 4 | PHANTOM STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,478 0 owned after | no price filed | 2015-01-05 |