HYDROCARB ENERGY CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-09-28: Reporting owner WATTS KENT; Form 4; Security Series B Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2015-06-10: Reporting owner WATTS KENT; Form 4/A; Security Preferred Stock, Series A; Transaction J Other acquisition or disposition (describe transaction).
- 2015-06-10: Reporting owner WATTS KENT; Form 4; Security Preferred Stock, Series A; Transaction J Other acquisition or disposition (describe transaction).
- 2013-12-09: Reporting owner WATTS KENT; Form 4; Security Preferred Stock, Series A; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-09-28 | WATTS KENT Director, Officer (CEO), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,000 3,000 owned after | no price filed | 2015-11-25 | |
| 2015-06-10 | WATTS KENT Director, Officer (CEO), 10% Owner | 4/A | Preferred Stock, Series A Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,188 0 owned after | $2.00 exercise price | 2015-11-25 | |
| 2015-06-10 | WATTS KENT Director, Officer (CEO), 10% Owner | 4 | Preferred Stock, Series A Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,188 0 owned after | $2.00 exercise price | 2015-07-30 | |
| 2013-12-09 | WATTS KENT Director, 10% Owner | 4 | Preferred Stock, Series A Derivative · Direct | J Other acquisition or disposition (describe transaction) | 8,188 owned after | $2.00 exercise price | 2013-12-09 |