HYDROCARB ENERGY CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-11-05: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2013-10-31; Total offering amount $3,589,567.
- 2012-09-18: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2012-09-06; Total offering amount $44,820,000.
- 2011-12-14: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-12-06; Total offering amount $27,703.
- 2011-05-09: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-04-27; Total offering amount $123,525.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-11-05 | Rule 506(b) | Equity | 2013-10-31 | $3,589,567 | $3,589,567 | $0 | 1 |
| 2012-09-18 | Rule 506 | Equity | 2012-09-06 | $44,820,000 | $4,482,000 | $40,338,000 | 4 |
| 2011-12-14 | Rule 506 | Equity | 2011-12-06 | $27,703 | $27,703 | $0 | 1 |
| 2011-05-09 | Rule 506 | Equity | 2011-04-27 | $123,525 | $123,525 | $0 | 3 |
| 2011-03-03 | Rule 506 | Equity | 2011-02-25 | $173,414 | $173,414 | $0 | 5 |
| 2011-02-28 | Rule 506 | Equity | 2011-02-14 | $7,423,500 | $7,423,500 | $0 | 19 |
| 2010-10-25 | Rule 506 | Equity | 2010-09-20 | $29,000 | $29,000 | $0 | 1 |