HYDROCARB ENERGY CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2009-11-18: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2009-11-13; Total offering amount $2,887,500.
- 2009-10-28: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2009-10-15; Total offering amount $6,847,500.
- 2009-09-23: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2009-09-15; Total offering amount $92,283.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2009-11-18 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2009-11-13 | $2,887,500 | $1,050,000 | $1,837,500 | 12 |
| 2009-10-28 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2009-10-15 | $6,847,500 | $2,490,000 | $4,357,500 | 29 |
| 2009-09-23 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2009-09-15 | $92,283 | $39,550 | $52,733 | 3 |